SEC Form 144 filed by Sema4 Holdings Corp.
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
144: Filer Information
Filer CIK | 0001535472 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
144: Issuer Information
Name of Issuer | GeneDx Holdings Corp. |
SEC File Number | 001-39482 |
Address of Issuer | 333 Ludlow Street, North Tower, 6th Floor Stamford CONNECTICUT 06902 |
Phone | 800-298-6470 |
Name of Person for Whose Account the Securities are To Be Sold | Corvex Management LP on behalf of Corvex Master Fund LP and Corvex Select Equity Master Fund(1) |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Affiliate |
144: Securities Information
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Class A common stock, $0.0001 par value per share(2) | Goldman Sachs & Co. LLC 200 West Street New York � NY � 10282 | 833742 | 1075527.00 | 25884279 | 11/15/2023 | Nasdaq Global Select |
144: Securities To Be Sold
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Class A common stock, $0.0001 par value per share | 07/22/2021 | Purchase from Issuer(3) | GeneDx Holdings Corp. | 21324 | 07/22/2021 | cash | ||
Class A common stock, $0.0001 par value per share | 04/29/2022 | Purchase from Issuer(3) | GeneDx Holdings Corp. | 221818 | 04/29/2022 | cash | ||
Class A common stock, $0.0001 par value per share | 02/01/2023 | Purchase from Issuer(3) | GeneDx Holdings Corp. | 590600 | 02/01/2023 | cash |
144: Securities Sold During The Past 3 Months
Nothing to Report |
144: Remarks and Signature
Remarks | 1. Corvex Management LP is deemed to be the beneficial owner of the shares of Class A common stock ("Common Stock") of GeneDx Holdings Corp. (the "Issuer") held by Corvex Master Fund LP and Corvex Select Equity Master Fund. 2. Includes 590,600 shares of Common Stock held by Corvex Master Fund LP and 243,142 shares of Common Stock held by Corvex Select Equity Master Fund LP. 3. Share amounts have been adjusted to reflect the impact of a 1-for-33 reverse stock split of the Issuer's Common Stock that became effective on May 4, 2023. |
Date of Notice | 11/15/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Patrick Dooley, authorized signatory of Corvex Management LP |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |