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    SEC Form 144 filed by SoFi Technologies Inc.

    8/28/25 6:41:28 PM ET
    $SOFI
    Finance: Consumer Services
    Finance
    Get the next $SOFI alert in real time by email
    Form 144 Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    Form 144

    NOTICE OF PROPOSED SALE OF SECURITIES
    PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

    FORM 144

    144: Filer Information

    Filer CIK
    0001613438
    Filer CCC
    XXXXXXXX
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST

    Submission Contact Information

    Name
    Phone
    E-Mail Address

    144: Issuer Information

    Name of Issuer
    SoFi Technologies, Inc.
    SEC File Number
    001-39606
    Address of Issuer
    234 1st Street
    San Francisco
    CALIFORNIA
    94105
    Phone
    1-855-456-7634
    Name of Person for Whose Account the Securities are To Be Sold
    Anthony Noto
    See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

    Relationship to Issuer
    Officer

    144: Securities Information

    Title of the Class of Securities To Be SoldName and Address of the BrokerNumber of Shares or Other Units To Be SoldAggregate Market ValueNumber of Shares or Other Units OutstandingApproximate Date of SaleName the Securities Exchange
    Common Stock
    Goldman Sachs & Co. LLC
    200 West Street
    New York � NY � 10282
    150000039060000119745010008/28/2025
    NASD


    Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

    144: Securities To Be Sold

    Title of the ClassDate you AcquiredNature of Acquisition TransactionName of Person from Whom AcquiredIs this a Gift?Date Donor AcquiredAmount of Securities AcquiredDate of PaymentNature of Payment *
    Common Stock06/14/2024Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked45376106/14/2024Compensation
    Common Stock03/14/2024Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked38943203/14/2024Compensation
    Common Stock12/14/2023Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked35337312/14/2023Compensation
    Common Stock12/27/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4803512/27/2022Compensation
    Common Stock12/14/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4586112/14/2022Compensation
    Common Stock09/26/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4915409/26/2022Compensation
    Common Stock09/14/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4586109/14/2022Compensation
    Common Stock08/26/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4915408/26/2022Compensation
    Common Stock07/26/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked4915407/26/2022Compensation
    Common Stock06/26/2022Acquired as compensation -- Restricted Stock UnitsThe IssuerCheckbox not checked1621506/26/2022Compensation

    * If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



    Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

    144: Securities Sold During The Past 3 Months

    Nothing to ReportCheckbox checked

    144: Remarks and Signature

    Remarks
    In accordance with the procedures described in the Commission's interpretive letter to Goldman, Sachs & Co. dated December 20, 1999, the shares noticed in Section 3(c) of this Form 144 are subject to a pre-paid forward sale contract between Anthony Noto and the broker named in Section 3(b). The contracts will provide for an up-front cash payment to Anthony Noto based upon the market price of the shares. Upon the expiration of the contract, Anthony Noto will be obligated to deliver a specified number of shares based on the then-current market price at settlement. Anthony Noto has pledged the ordinary shares subject to the pre-paid forward sale contracts to secure Anthony Noto's obligations thereunder. Any initial hedging activity in connection with the contract will be conducted by the broker named in Section 3(b).
    Date of Notice
    08/28/2025

    ATTENTION:

    The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
    Signature
    Goldman Sachs & Co. LLC on behalf of Anthony Noto

    ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

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