SEC Form 15-12G filed by CI Financial Corp.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION
OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Commission File Number: 001-39684
CI Financial Corp.
(Exact name of registrant as specified in its charter)
15 York St.
Second Floor
Toronto, Ontario, Canada M5J 0A3
(416) 364-1145
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Shares, no par value
3.200% Notes due 2030
4.100% Notes due 2051
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1)* | x | ||
| Rule 12g-4(a)(2) | ¨ | ||
| Rule 12h-3(b)(1)(i)** | x | ||
| Rule 12h-3(b)(1)(ii) | ¨ | ||
| Rule 15d-6 | ¨ | ||
| Rule 15d-22(b) | ¨ |
* In respect of the Common Shares.
** In respect of the Common Shares, the 3.200% Notes due 2030 and the 4.100% Notes due 2051.
Approximate number of holders of record as of the certification or notice date:
Common Shares - 221
3.200% Notes due 2030 - 67
4.100% Notes due 2051 - 59
Pursuant to the requirements of the Securities Exchange Act of 1934, CI Financial Corp. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| CI Financial Corp. | ||
| Date: January 19, 2023 | By: | /s/ Edward Kelterborn |
| Name: Edward Kelterborn | ||
| Title: Chief Legal Officer |