UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Heartland Financial USA, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-15393 | 42-1405748 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
1800 Larimer Street, Suite 1800
Denver, Colorado 80202
(Address of principal executive offices) (Zip Code)
(303) 285-9200
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Common Stock, $1.00 par value per share
Depositary Shares (each representing 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative
Perpetual Preferred Stock, Series E)
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1) |
☒ | |
Rule 12g-4(a)(2) |
☐ | |
Rule 12h-3(b)(1)(i) |
☒ | |
Rule 12h-3(b)(1)(ii) |
☐ | |
Rule 15d-6 |
☐ | |
Rule 15d-22(b) |
☐ |
Approximate number of holders of record as of the certification or notice date: one (1).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this certification/notice on Form 15 to be signed on its behalf by the undersigned duly authorized person.
UMB FINANCIAL CORPORATION, as successor by merger to HEARTLAND FINANCIAL USA, INC. | ||
By: | /s/ Ram Shankar | |
Name: | Ram Shankar | |
Title: | Chief Financial Officer |
Date: February 10, 2025