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    SEC Form 25 filed by ALJ Regional Holdings Inc.

    9/1/22 4:06:39 PM ET
    $ALJJ
    Business Services
    Consumer Discretionary
    Get the next $ALJJ alert in real time by email
    25 1 d370625d25.htm 25 25

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D. C. 20549

     

     

    FORM 25

     

     

    NOTIFICATION OF REMOVAL FROM LISTING

    AND/OR REGISTRATION UNDER SECTION 12(b)

    OF THE SECURITIES EXCHANGE ACT OF 1934.

    Commission File Number 001-37689

     

     

    ALJ Regional Holdings, Inc.

    The Nasdaq Stock Market LLC

    (Exact name of Issuer as specified in its charter, and name of Exchange

    where security is listed and/or registered)

     

     

    244 Madison Avenue, PMB #358

    New York, NY 10016

    (Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

    Common Stock, par value $0.01 per share

    (Description of class of securities)

     

     

    Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

     

      ☐

    17 CFR 240.12d2-2(a)(1)

     

      ☐

    17 CFR 240.12d2-2(a)(2)

     

      ☐

    17 CFR 240.12d2-2(a)(3)

     

      ☐

    17 CFR 240.12d2-2(a)(4)

     

      ☐

    Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1

     

      ☒

    Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

    Pursuant to the requirements of the Securities Exchange Act of 1934, ALJ Regional Holdings, Inc. (Name of Issuer or Exchange) certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

     

    September 1, 2022

        By  

    /s/ Brian Hartman

        

    Chief Financial Officer

    Date       Name      Title

     

    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

     

     

     

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