• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 3 filed

    12/22/20 3:05:38 PM ET
    $DDF
    Finance Companies
    Finance
    Get the next $DDF alert in real time by email
    SEC FORM 3 SEC Form 3
    FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
    or Section 30(h) of the Investment Company Act of 1940
    OMB APPROVAL
    OMB Number: 3235-0104
    Estimated average burden
    hours per response: 0.5
    1. Name and Address of Reporting Person*
    Loewenthal Stefan

    (Last) (First) (Middle)
    100 INDEPENDENCE
    610 MARKET STREET

    (Street)
    PHILADELPHIA PA 19106

    (City) (State) (Zip)
    2. Date of Event Requiring Statement (Month/Day/Year)
    10/09/2020
    3. Issuer Name and Ticker or Trading Symbol
    DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC [ DDF ]
    4. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
    Director 10% Owner
    X Officer (give title below) Other (specify below)
    Portfolio Manager
    5. If Amendment, Date of Original Filed (Month/Day/Year)
    6. Individual or Joint/Group Filing (Check Applicable Line)
    X Form filed by One Reporting Person
    Form filed by More than One Reporting Person
    Table I - Non-Derivative Securities Beneficially Owned
    1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
    Table II - Derivative Securities Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)
    1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
    Date Exercisable Expiration Date Title Amount or Number of Shares
    Explanation of Responses:
    No securities are beneficially owned.
    Cindy Lindenberg, as attorney-in-fact to Stefan Loewenthal 12/22/2020
    ** Signature of Reporting Person Date
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
    Get the next $DDF alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $DDF

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $DDF
    SEC Filings

    See more
    • SEC Form 425 filed by Delaware Investments Dividend & Income Fund Inc.

      425 - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Subject)

      2/23/23 5:20:18 PM ET
      $DDF
      Finance Companies
      Finance
    • SEC Form DEFA14A filed by Delaware Investments Dividend & Income Fund Inc.

      DEFA14A - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Filer)

      11/18/22 3:59:42 PM ET
      $DDF
      Finance Companies
      Finance
    • SEC Form N-CEN filed

      N-CEN - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Filer)

      2/11/21 9:19:19 AM ET
      $DDF
      Finance Companies
      Finance

    $DDF
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Delaware Investments Dividend and Income Fund, Inc. announces completion of reorganization into abrdn Global Dynamic Dividend Fund

      Today, Delaware Investments Dividend and Income Fund, Inc. (the "Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "DDF," announced that the acquisition of substantially all of the assets of the Fund by abrdn Global Dynamic Dividend Fund (the "Acquiring Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "AGD," was completed on March 10, 2023 at approximately 5:00 pm ET (the "Reorganization"). Fund shareholders approved an Agreement and Plan of Acquisition that provided for the Reorganization at a Special Meeting of Shareholders held on November 30, 2022. Relevant details as of the closing of the Reorganization are as follows:

      3/13/23 7:48:00 AM ET
      $DDF
      Finance Companies
      Finance
    • Statement Pursuant to Section 19(a) of the Investment Company Act of 1940: DDF

      CUSIP #: 245915103 On March 3, 2023, Delaware Investments Dividend and Income Fund, Inc. (NYSE:DDF) (the "Fund"), a closed-end fund, paid a final distribution on its common stock of $0.202 per share to shareholders of record at the close of business on February 24, 2023. This final distribution is being made by the Fund in connection with the reorganization of the Fund into abrdn Global Dynamic Dividend Fund, a New York Stock Exchange-listed closed-end fund trading under the symbol "AGD" (the "Reorganization"). This final Fund distribution will be paid out in cash (no dividends will be reinvested) and will consist of substantially all of the Fund's undistributed tax-exempt interest income,

      3/3/23 10:16:00 AM ET
      $AGD
      $DDF
      Trusts Except Educational Religious and Charitable
      Finance
      Finance Companies
    • Delaware Investments Dividend and Income Fund, Inc. Announces Final Distribution Amounts

      Today, Delaware Investments Dividend and Income Fund, Inc. (the "Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "DDF", announced that the Fund will make a final distribution of $0.202 per share in connection with the reorganization of the Fund into abrdn Global Dynamic Dividend Fund (the "Acquiring Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "AGD" (the "Reorganization"). This final distribution will be payable March 3, 2023 to common shareholders of record on February 24, 2023 and will be paid out in cash (no dividends will be reinvested). The final Fund distribution will consist of substantially all of the Fund's undi

      2/23/23 7:16:00 PM ET
      $DDF
      Finance Companies
      Finance

    $DDF
    Leadership Updates

    Live Leadership Updates

    See more
    • Delaware Investments® Dividend and Income Fund, Inc. Announces Distributions and Appoints Aaron D. Young as Co-Manager

      Today, Delaware Investments Dividend and Income Fund, Inc. (the "Fund"), a New York Stock Exchange–listed closed-end fund trading under the symbol "DDF," declared a monthly distribution of $0.0664 per share. The monthly distribution is payable April 29, 2022, to shareholders of record at the close of business on April 22, 2022. The ex-dividend date will be April 21, 2022. In addition, the Fund announced today that Aaron D. Young has been appointed as co-manager for the Fund. Mr. Young will join Kristen E. Bartholdson, Adam H. Brown, Chris Gowlland, Erin Ksenak, Nikhil G. Lalvani, Benjamin Leung, Stefan Löwenthal, John P. McCarthy, Scot Thompson, Robert A. Vogel, Michael G. Wildstein, and J

      4/5/22 5:28:00 PM ET
      $DDF
      Finance Companies
      Finance
    • Delaware Investments® Dividend and Income Fund, Inc. Appoints H. Jeffrey Dobbs, Joseph Harroz, Jr. and Sandra A. Lawrence as Trustees

      Today, Delaware Investments Dividend and Income Fund (the "Fund"), a New York Stock Exchange–listed closed-end fund trading under the symbol "DDF," announced that H. Jeffrey Dobbs, Joseph Harroz, Jr., and Sandra A. Lawrence will become independent trustees of the Fund effective April 30, 2021. Following their appointments, the Board of Trustees for the Fund will consist of the following individuals: Jerome D. Abernathy, Thomas L. Bennett, Ann D. Borowiec, Joseph W. Chow, H. Jeffrey Dobbs, John A. Fry, Joseph Harroz, Jr., Sandra A. J. Lawrence, Frances A. Sevilla-Sacasa, Thomas K. Whitford, Christianna Wood, Janet L. Yeomans, and Shawn K. Lytle. On December 2, 2020, Waddell & Reed Financia

      4/30/21 5:10:00 PM ET
      $DDF
      Finance Companies
      Finance
    • Delaware Investments® Dividend and Income Fund, Inc. Appoints Benjamin Leung and Scot Thompson as Co-managers

      PHILADELPHIA--(BUSINESS WIRE)--Today, Delaware Investments Dividend and Income Fund, Inc. (NYSE: DDF) (the “Fund”), a New York Stock Exchange–listed closed-end fund trading under the symbol “DDF,” announced that, effective January 22, 2021, Benjamin Leung and Scot Thompson will be appointed as co-managers for the Fund. Mr. Leung and Mr. Thompson will join Kristen E. Bartholdson, Adam H. Brown, Chris Gowlland, Erin Ksenak, Nikhil G. Lalvani, Stefan Löwenthal, John P. McCarthy, Robert A. Vogel, Michael G. Wildstein and Jürgen Wurzer in making day-to-day investment decisions for the Fund. Benjamin Leung is the co-head of the Macquarie Systematic Investments (MSI) team, a role he assum

      1/22/21 4:48:00 PM ET
      $DDF
      Finance Companies
      Finance

    $DDF
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • SEC Form 3 filed by Lawrence Sandra AJ

      3 - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Issuer)

      5/3/21 5:44:36 PM ET
      $DDF
      Finance Companies
      Finance
    • SEC Form 3 filed by Harroz Joseph Jr

      3 - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Issuer)

      5/3/21 4:11:16 PM ET
      $DDF
      Finance Companies
      Finance
    • SEC Form 3 filed by Dobbs Harry Jeffrey

      3 - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Issuer)

      5/3/21 3:32:54 PM ET
      $DDF
      Finance Companies
      Finance

    $DDF
    Financials

    Live finance-specific insights

    See more
    • SEC Form N-PX filed by Delaware Investments Dividend & Income Fund Inc.

      N-PX - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Filer)

      8/31/23 1:45:57 PM ET
      $DDF
      Finance Companies
      Finance
    • SEC Form 25-NSE filed by Delaware Investments Dividend & Income Fund Inc.

      25-NSE - DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC (0000896923) (Subject)

      3/13/23 1:24:25 PM ET
      $DDF
      Finance Companies
      Finance
    • Delaware Investments Dividend and Income Fund, Inc. announces completion of reorganization into abrdn Global Dynamic Dividend Fund

      Today, Delaware Investments Dividend and Income Fund, Inc. (the "Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "DDF," announced that the acquisition of substantially all of the assets of the Fund by abrdn Global Dynamic Dividend Fund (the "Acquiring Fund"), a New York Stock Exchange-listed closed-end fund trading under the symbol "AGD," was completed on March 10, 2023 at approximately 5:00 pm ET (the "Reorganization"). Fund shareholders approved an Agreement and Plan of Acquisition that provided for the Reorganization at a Special Meeting of Shareholders held on November 30, 2022. Relevant details as of the closing of the Reorganization are as follows:

      3/13/23 7:48:00 AM ET
      $DDF
      Finance Companies
      Finance