| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/13/2024 |
3. Issuer Name and Ticker or Trading Symbol
TRUIST FINANCIAL CORP [ TFC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (1) | (1) | Common Stock | 775 | (1) | D | |
| Restricted Stock Units | (4) | (4) | Common Stock | 8,686 | (4) | D | |
| Restricted Stock Units | (2) | (2) | Common Stock | 5,207 | (2) | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 1,607 | (3) | D | |
| Restricted Stock Units | (5) | (5) | Common Stock | 16,149 | (5) | D | |
| Restricted Stock Units | (6) | (6) | Common Stock | 12,366 | (6) | D | |
| Restricted Stock Units | (7) | (7) | Common Stock | 13,140 | (7) | D | |
| Explanation of Responses: |
| 1. On February 22, 2021, the reporting person was granted 2,327 restricted stock units, vesting in three equal annual installments on March 15, 2023, March 15, 2024, and March 15, 2025. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 2. On February 1, 2022, the reporting person was granted 7,810 restricted stock units, vesting in three equal annual installments on February 15, 2024, February 15, 2025, and February 15, 2026. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 3. On February 22, 2022, the reporting person was granted 2,412 restricted stock units, vesting in three equal annual installments on March 15, 2024, March 15, 2025, and March 15, 2026. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 4. On February 27, 2023, the reporting person was granted 8,686 restricted stock units, vesting in three equal annual installments on March 15, 2025, March 15, 2026, and March 15, 2027. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 5. On June 1, 2023, the reporting person was granted 16,149 restricted stock units, which cliff vest on June 1, 2026. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 6. On February 26, 2024, the reporting person was granted 12,366 restricted stock units, vesting in three equal annual installments on March 15, 2026, March 15, 2027, and March 15, 2028. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| 7. On May 1, 2024, the reporting person was granted 13,140 restricted stock units, which cliff vest on May 15, 2025. Each restricted stock unit represents a right to receive one share of TFC common stock. |
| Carla Brenwald, Attorney-in-fact | 11/20/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||