SEC Form 3 filed by new insider Dufay Francis Michel Daniel
$JMIA
Catalog/Specialty Distribution
Consumer Discretionary
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
(Country) | 2. Date of Event Requiring Statement
(Month/Day/Year) 03/18/2026 | 3. Issuer Name and Ticker or Trading Symbol
Jumia Technologies AG [ JMIA ] | |||||||||||||||
| 3a. Foreign Trading Symbol
| 5. If Amendment, Date of Original Filed
(Month/Day/Year) | ||||||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
| ||||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| American Depositary Shares (ADS)(1) | 255,425 | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Virtual Restricted Stock Units (VRSU) | (2) | (2) | Ordinary shares | 132,000 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (3) | (3) | Ordinary shares | 157,500 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (4) | (4) | Ordinary shares | 192,500 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (5) | (5) | Ordinary shares | 126,000 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (6) | (6) | Ordinary shares | 154,000 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (7) | (7) | Ordinary shares | 67,500 | (9) | D | |
| Virtual Restricted Stock Units (VRSU) | (8) | (8) | Ordinary shares | 82,500 | (9) | D | |
| Explanation of Responses: |
| 1. Each ADS represents 2 ordinary shares of Jumia Technologies AG (the "Company"). |
| 2. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2021, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2026. They do not have an expiration date. |
| 3. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2023, are subject to certain performance criteria over the applicable performance period. The VRSUs vested on December 31, 2025. They do not have an expiration date. |
| 4. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2023, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2027. They do not have an expiration date. |
| 5. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2023, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2026. They do not have an expiration date. |
| 6. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2023, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2028. They do not have an expiration date. |
| 7. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2025, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2027. They do not have an expiration date. |
| 8. The VRSUs were granted pursuant to the Virtual Restricted Stock Unit Program 2025, are subject to certain performance criteria over the applicable performance period, and will vest on December 31, 2029. They do not have an expiration date. |
| 9. In the case of VRSUs granted pursuant to the Virtual Restricted Stock Unit Program 2021, subject to certain conditions, each VRSU entitles the holder to receive a cash payment equal to the average of the closing price of the ADSs on the first five trading days after the publication by the Company of the later of its last half-year report or its year-end report. In the case of VRSUs granted pursuant to the Virtual Restricted Stock Unit Program 2023 and Virtual Restricted Stock Unit Program 2025, subject to certain conditions, each VRSU entitles the holder to receive a cash payment equal to the average of the closing price of the ADSs on the first five trading days after the publication by the Company of its last quarterly financial results. In each case, the Company is entitled, at its sole discretion, to settle the VRSUs either in cash or in equity. If the VRSUs are settled in equity, each VRSU would be converted into one ordinary share of the Company. |
| Remarks: |
| Exhibit List: Exhibit 24.1 - Power of Attorney |
| /s/ Vanessa Connolly, Attorney-in-fact | 03/18/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
| * Form 3: SEC 1473 (03-26) | ||