| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
(Country) | 2. Date of Event Requiring Statement
(Month/Day/Year) 02/25/2026 | 3. Issuer Name and Ticker or Trading Symbol
reAlpha Tech Corp. [ AIRE ] | |||||||||||||||
| 3a. Foreign Trading Symbol
| 5. If Amendment, Date of Original Filed
(Month/Day/Year) | ||||||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 1,000,400(1)(2) | D | |
| Common Stock | 110,469(3) | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. Represents restricted stock units (each, an "RSU" and collectively, "RSUs") granted on November 21, 2025 under the Issuer's 2022 Equity Incentive Plan (as amended, the "Plan"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. One third (1/3) of these RSUs will vest on the date that is 12 months from the date of grant (such RSUs, the "Cliff Amount") and the remaining two thirds (2/3) will vest in equal quarterly installments over the next 24-month period thereafter, subject to the continuous service of the reporting person on such vesting dates and compliance with the terms and conditions of the Plan. Upon a change of control of the Issuer, all unvested RSUs shall automatically accelerate in full, and shall become vested RSUs as of immediately prior to the consummation of such change of control transaction. |
| 2. Due to a character limit, Footnote 2 is a continuation of Footnote 1: In the event the reporting person is separated from service without cause prior to November 21, 2026, the unvested portion of the Cliff Amount shall automatically accelerate and the entire Cliff Amount shall become vested RSUs as of the date of termination. Following November 21, 2026, unvested RSUs are forfeited if the reporting person is separated from service with the Issuer for any or no reason. |
| 3. Represents shares of common stock of the Issuer acquired by the reporting person in connection with the Issuer's acquisition of Prevu, Inc., which closed on November 21, 2025. The cost basis of these shares was $0.4998 per share. |
| /s/ Thomas J. Kutzman Jr. | 04/02/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
| * Form 3: SEC 1473 (03-26) | ||