| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/20/2021 |
3. Issuer Name and Ticker or Trading Symbol
OCA Acquisition Corp. [ OCAX ] |
|||||||||||||
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Class B common stock | (1) | (1) | Class A common stock | 3,737,500(2) | (1) | D | |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
|
| Explanation of Responses: |
| 1. Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis. |
| 2. This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein. |
| Remarks: |
| Exhibit List: Exhibit 24.1 - Power of Attorney (David Shen); Exhibit 24.2 - Power of Attorney (Daniel Mintz) |
| OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer | 01/11/2024 | |
| Olympus Capital Holdings Asia, LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer | 01/11/2024 | |
| /s/ David Shen | 01/11/2024 | |
| /s/ Daniel Mintz | 01/11/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||