| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/31/2025 |
3. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| 2023 Long Term Incentive RSUs(1) | (2) | (2) | Class A Common Stock, par value $0.01 | 959.87 | $0 | D | |
| 2024 Incentive RSUs(1) | (3) | (3) | Class A Common Stock, par value $0.01 | 241.6 | $0 | D | |
| 2024 Long Term Incentive RSUs(1) | (4) | (4) | Class A Common Stock, par value $0.01 | 321.46 | $0 | D | |
| Explanation of Responses: |
| 1. Each Restricted Stock Unit ("RSU") represents the right to recive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of RSUs persuant to the Moelis & Company 2014 Omnibus Incentive Plan and the Moelis & Company 2024 Omnibus Incentive Plan. |
| 2. Represents the amount of 2023 Long Term Incentive RSUs granted on February 15, 2024 plus any accrued dividend equivalent RSUs prior to the date of Mr. Riehl's appointment. The RSUs vest in equal installments on February 23, 2027, February 23, 2028 and February 23, 2029. |
| 3. Represents the amount of 2024 Incentive RSUs granted on February 13, 2025 plus any accrued dividend equivalent RSUs prior to the date of Mr. Riehl's appointment. The RSUs vest in equal installments on February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. |
| 4. Represents the amount of 2024 Long Term Incentive RSUs granted on February 13, 2025 plus any accrued dividend equivalent RSUs prior to the date of Mr. Riehl's appointment. The RSUs vest in equal installments on February 23, 2028, February 23, 2029 and February 23, 2030. |
| /s/ Osamu Watanabe as attorney-in-fact for Nick Riehl | 03/31/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||