Quantisnow Logo
Dashboard

SEC Form 3 filed by new insider Winn Caroline Ann

$AWR
Water Supply
Utilities
Get the next $AWR alert in real time by email
SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Winn Caroline Ann
(Last) (First) (Middle)
630 E FOOTHILL BLVD
(Street)
SAN DIMAS CA 91773
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2024 		3. Issuer Name and Ticker or Trading Symbol
AMERICAN STATES WATER CO [ AWR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Caroline Ann Winn 05/22/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Get the next $AWR alert in real time by email

Chat with this insight

Save time and jump to the most important pieces.

Recent Analyst Ratings for
$AWR

DatePrice TargetRatingAnalyst
2/3/2025$85.00 → $71.00Neutral → Underperform
BofA Securities
1/7/2025$84.00 → $77.00Equal Weight → Underweight
Wells Fargo
12/11/2024$85.00Neutral
BofA Securities
7/31/2024$80.00 → $87.00Underweight → Equal Weight
Wells Fargo
6/28/2023$94.00 → $89.00Equal Weight → Underweight
Wells Fargo
5/12/2023$90.00 → $94.00Underweight → Equal Weight
Wells Fargo
1/5/2023Buy → Neutral
Seaport Research Partners
11/30/2022$92.00Sell
UBS
More analyst ratings

$AWR
 Press Releases

Fastest customizable press release news feed in the world

See more

  • American States Water Company Announces Fourth Quarter and Full Year 2024 Results

    $0.20 per share increase in recorded 2024 fourth quarter consolidated diluted EPS compared to fourth quarter of 2023, or a $0.14 per share increase as adjusted Fourth quarter recorded results reflect a $0.06 per share impact of retroactive rates related to the full year of 2023 and the nine months ended September 30, 2024 because of receiving the final decision in the electric utility general rate case AWR's regulated utilities received CPUC decisions authorizing nearly $650 million in capital investments in connection with the utilities' general rate cases Water utility general rate case sets new rates for 2025-2027 Electric utility general rate case sets new rates for 2023-20

    $AWR
    Water Supply
    Utilities

  • American States Water Company Announces Regular Common Dividends

    On February 4, 2025, the Board of Directors of American States Water Company (NYSE:AWR) approved a quarterly dividend of $0.4655 per share on the Common Shares of the company. This action marks the 355th consecutive dividend payment by the company. American States Water Company has paid dividends to shareholders every year since 1931, increasing the dividends received by shareholders each calendar year for 70 consecutive years, which places it in an exclusive group of companies on the New York Stock Exchange that have achieved that result. The company has grown its quarterly dividend rate at a compound annual growth rate ("CAGR") of 8.8% over the last five years through 2024 and achieved a

    $AWR
    Water Supply
    Utilities

  • American States Water Company Announces Final Decision by the CPUC in Its Water Utility General Rate Case Proceeding

    American States Water Company (NYSE:AWR) announced that on January 30, 2025, the California Public Utilities Commission ("CPUC") adopted a final decision in connection with the general rate case at AWR's regulated water utility subsidiary, Golden State Water Company ("GSWC"). The final decision in GSWC's general rate case proceeding will set new water rates for the years 2025 –2027. The assigned administrative law judge at the CPUC had issued a proposed decision on November 15, 2024 that adopted a settlement agreement between GSWC and the Public Advocates Office at the CPUC with new rates effective January 1, 2025. The proposed decision also addressed the unresolved issues related to GSWC

    $AWR
    Water Supply
    Utilities

$AWR
 Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

See more

$AWR
 Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

See more

$AWR
 Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

See more

$AWR
 SEC Filings

See more

$AWR
 Leadership Updates

Live Leadership Updates

See more

  • American States Water Company Announces Appointment of New Director

    Effective February 8, 2023, American States Water Company (NYSE:AWR) appointed Thomas A. Eichelberger as a director of the company in order to fill a vacancy on the board created by the resignation of Sarah J. Anderson. He will stand for election along with other class III directors at the annual meeting in 2023. Mr. Eichelberger was also appointed as a director of the company's wholly-owned subsidiary, Golden State Water Company. Mr. Eichelberger had a distinguished 37-year career in public accounting, retiring in May 2022 as an Audit Partner at Deloitte & Touche LLP. He served complex companies, with a primary focus on serving large utility holding companies with rate-regulated subsidiar

    $AWR
    Water Supply
    Utilities

$AWR
 Financials

Live finance-specific insights

See more

  • American States Water Company Announces Fourth Quarter and Full Year 2024 Results

    $0.20 per share increase in recorded 2024 fourth quarter consolidated diluted EPS compared to fourth quarter of 2023, or a $0.14 per share increase as adjusted Fourth quarter recorded results reflect a $0.06 per share impact of retroactive rates related to the full year of 2023 and the nine months ended September 30, 2024 because of receiving the final decision in the electric utility general rate case AWR's regulated utilities received CPUC decisions authorizing nearly $650 million in capital investments in connection with the utilities' general rate cases Water utility general rate case sets new rates for 2025-2027 Electric utility general rate case sets new rates for 2023-20

    $AWR
    Water Supply
    Utilities

  • American States Water Company Announces Regular Common Dividends

    On February 4, 2025, the Board of Directors of American States Water Company (NYSE:AWR) approved a quarterly dividend of $0.4655 per share on the Common Shares of the company. This action marks the 355th consecutive dividend payment by the company. American States Water Company has paid dividends to shareholders every year since 1931, increasing the dividends received by shareholders each calendar year for 70 consecutive years, which places it in an exclusive group of companies on the New York Stock Exchange that have achieved that result. The company has grown its quarterly dividend rate at a compound annual growth rate ("CAGR") of 8.8% over the last five years through 2024 and achieved a

    $AWR
    Water Supply
    Utilities

  • American States Water Company Announces Final Decision by the CPUC in Its Water Utility General Rate Case Proceeding

    American States Water Company (NYSE:AWR) announced that on January 30, 2025, the California Public Utilities Commission ("CPUC") adopted a final decision in connection with the general rate case at AWR's regulated water utility subsidiary, Golden State Water Company ("GSWC"). The final decision in GSWC's general rate case proceeding will set new water rates for the years 2025 –2027. The assigned administrative law judge at the CPUC had issued a proposed decision on November 15, 2024 that adopted a settlement agreement between GSWC and the Public Advocates Office at the CPUC with new rates effective January 1, 2025. The proposed decision also addressed the unresolved issues related to GSWC

    $AWR
    Water Supply
    Utilities

$AWR
 Large Ownership Changes

This live feed shows all institutional transactions in real time.

See more