SEC Form 3: Mithaq Capital SPC claimed ownership of 69,063,210 units of Ordinary Shares (Amendment)
$BUR
Finance: Consumer Services
Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/31/2020 |
3. Issuer Name and Ticker or Trading Symbol
Burford Capital Ltd [ BUR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 12/31/2020 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Ordinary Shares(1)(2) | 23,021,070(2) | D(2) | |
| Ordinary Shares(1)(3) | 23,021,070(3) | I(3) | Director with shared voting and investment control over securities.(3) |
| Ordinary Shares(1)(4) | 23,021,070(4) | I(4) | Director with shared voting and investment control over securities.(4) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Burford Capital Ltd., the Issuer, is a "foreign private issuer" within the meaning of the rules under the Securities Exchange Act of 1934 (the "Exchange Act"). As such, insiders and 10% shareholders are not subject to reporting under Section 16 of the Exchange Act or liable for any short-term trading profits in the shares of the Issuer. Accordingly, the Reporting Persons were not required to file a Form 3 and are not required to file a Form 4 or 5 to report any changes in share ownership. The Reporting Persons are making this filing to state that so long as the Issuer is a foreign private issuer, they will not be making any additional filings under Section 16. The Reporting Persons are required to, and will continue to, make filings under Section 13 of the Exchange Act. |
| 2. Reporting person Mithaq Capital SPC. |
| 3. Reporting Person Turki Saleh A. Alrajhi |
| 4. Reporting Person Muhammad Asif Seemab |
| Mithaq Capital SPC<br> By: /s/ Turki Saleh A. AlRajhi | 08/23/2021 | |
| Mithaq Capital SPC<br> By: /s/ Muhammad Asif Seemab | 08/23/2021 | |
| /s/ Turki Saleh A. AlRajhi | 08/23/2021 | |
| /s/ Muhammad Asif Seemab | 08/23/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||