SEC Form 3: New insider Ahriyavraromp Jwanwat claimed ownership of 883,334 shares
$NXTP
Finance: Consumer Services
Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/30/2021 |
3. Issuer Name and Ticker or Trading Symbol
NextPlay Technologies Inc. [ NXTP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 618,333(1)(2) | I | By Tree Roots(3) |
| Common Stock | 265,001(1) | I | By controlled entities(4) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. On January 6, 2023, the Issuer implemented a reverse stock split at a ratio of 1-for-20 (the "Reverse Split"). The number of shares beneficially owned by the Reporting Persons as set forth in this Form 3 has been adjusted to reflect the Reverse Split. |
| 2. All shares of the Issuer reported on this Form 3 were acquired pursuant to the share exchange between The Monaker Group Inc. (the predecessor to the Issuer) and the shareholders of HotPlay Enterprise Limited. |
| 3. Represents shares directly held by Tree Roots Entertainment Group Co. Ltd. ("Tree Roots"), which is itself a 10% beneficial owner of the Issuer. The shares of the Issuer held by Tree Roots are indirectly beneficially owned by Dr. Jwanwat Ahriyavraromp and Mrs. Thippaporn Ahriyavraromp. |
| 4. Represents shares of the Issuer held by other entities controlled by Dr. Jwanwat Ahriyavraromp and Mrs. Thippaporn Ahriyavraromp. |
| /s/ Jwanwat Ahriyavraromp | 09/07/2023 | |
| /s/ Thippaporn Ahriyavraromp | 09/07/2023 | |
| /s/ J. Ahriyavraromp and A. Nanthawaroon, directors, on behalf of Tree Roots Entertainment Group Company Limited | 09/07/2023 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||