SEC Form 3: New insider Boonyawattanapisut Nithinan claimed ownership of 21,421,136 shares (Amendment)
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| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/30/2021 |
3. Issuer Name and Ticker or Trading Symbol
NextPlay Technologies Inc. [ nxtp ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 07/14/2021 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 314,230 | D(1)(2) | |
| Common Stock | 27,500 | I(2)(3) | John Todd Bonner |
| Common Stock | 14,794,503 | I(2)(4) | Red Anchor Trading Corporation |
| Common Stock | 2,500,000 | I(2)(5) | NextPlay Holdings LLC |
| Common Stock | 1,558,046 | I(2)(6) | Cern One Limited |
| Common Stock | 2,226,857 | I(2)(7) | Found Side Ltd. |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. These shares are held directly by Ms. Nithinan Boonyawattanapisut. |
| 2. Each of the reporting persons hereunder (individually a "Reporting Person" and collectively, the "Reporting Persons") may be deemed to be a member of a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", each Reporting Person disclaims beneficial ownership of all shares held by any other Reporting Person in excess of such Reporting Person's pecuniary interest, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has pecuniary interest in, any such excess shares for purposes of Section 16 of the Exchange Act or for any other purpose. |
| 3. These shares are held directly by John Todd Bonner, spouse of Ms. Boonyawattanapisut. |
| 4. These shares are held directly by Red Anchor Trading Corporation, 10.91% of which is owned by Ms.Boonyawattanapisut and 19.77% of which is owned by Mr. John Todd Bonner. |
| 5. These shares are held directly by NextPlay Holdings LLC, 73.3% of which is owned by Red Anchor Trading Corporation |
| 6. These shares are held directly by Cern One Limited, 100% of which is owned by Ms. Boonyawattanapisut. |
| 7. These shares are held directly by Found Side Ltd., 50% of which is owned by Ms. Boonyawattanapisut and 48% of which is owned by Mr. John Todd Bonner. |
| /s/ Nithinan Boonyawattanapisut | 10/06/2021 | |
| /s/ John Todd Bonner | 10/06/2021 | |
| /s/ Chris Bagguley, as CFO and Director of Red Anchor Trading Corp. | 10/06/2021 | |
| /s/ Nithinan Boonyawattanapisut, as Director of Cern One Limited | 10/06/2021 | |
| /s/ Chris Bagguley, as CFO and Director of Found Side Limited | 10/06/2021 | |
| /s/ Chris Bagguley, as CFO and Director of NextPlay Holdings LLC | 10/06/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||