SEC Form 3: New insider Fifteenth Investment Co Llc claimed ownership of 60,175,111 shares
$NGCA
Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/30/2021 |
3. Issuer Name and Ticker or Trading Symbol
Virgin Orbit Holdings, Inc. [ VORB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common stock(1) | 60,175,111 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Fifteenth Investment Company LLC is the record holder of these shares. Mamoura Diversified Global Holding PJSC directly or indirectly wholly owns Fifteenth Investment Company LLC. Mamoura Diversified Global Holding PJSC is a wholly-owned subsidiary of Mubadala Investment Company PJSC. As a result, Mamoura Diversified Global Holding PJSC and Mubadala Investment Company PJSC may be deemed to have beneficial ownership of the shares directly held by Fifteenth Investment Company LLC. |
| Remarks: |
| Exhibit List: Exhibit 24.1 - Power of Attorney. |
| /s/ Andre Namphy as attorney-in-fact for Mubadala Investment Company PJSC | 01/10/2022 | |
| /s/ Andre Namphy as attorney-in-fact for Mamoura Diversified Global Holding PJSC | 01/10/2022 | |
| /s/ Rajesh Gopalakrishnan as attorney-in-fact for Fifteenth Investment Company LLC | 01/10/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||