SEC Form 3: New insider Jefferies Financial Group Inc. claimed ownership of 2,277,000 shares
$OSI
Blank Checks
Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/30/2022 |
3. Issuer Name and Ticker or Trading Symbol
Osiris Acquisition Corp. [ OSI ] |
|||||||||||||
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock, par value $0.0001 per share | 2,277,000 | I | See Footnote(1) |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
| 1. Jefferies LLC ("Jefferies") owns the 2,277,000 shares of Class A common stock of the Issuer (the "Class A Common Stock"). Jefferies is a wholly-owned direct subsidiary of Jefferies Financial Group Inc ("JFG" and together with Jefferies, the "Reporting Persons"). JFG disclaims beneficial ownership over the securities held by Jefferies, except to the extent of JFG's pecuniary interest therein. |
| Remarks: |
| The shares of Class A Common Stock reported herein were originally acquired on May 14, 2021. The Reporting Persons are filing this Form 3 solely to report that, as of December 30, 2022, it has become the beneficial owner of more than 10% of the Class A Common Stock as a result of a decrease in the total number of shares of Class A Common Stock outstanding following redemptions by the Issuer (as reported by the Issuer on a Current Report on Form 8-K on December 30, 2022). This Form 3 does not reflect any acquisition of Class A Common Stock by JFG, Jefferies or any of JFG's other subsidiaries. |
| /s/ Michael J. Sharp, Executive Vice President and General Counsel of Jefferies Financial Group Inc. | 01/09/2023 | |
| /s/ Michael J. Sharp, Executive Vice President, General Counsel and Secretary of Jefferies LLC | 01/09/2023 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||