SEC Form 3: New insider Pace Jennifer Shera claimed ownership of 6,463 shares
$GMBL
Services-Misc. Amusement & Recreation
Consumer Discretionary
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/01/2022 |
3. Issuer Name and Ticker or Trading Symbol
ESPORTS ENTERTAINMENT GROUP, INC. [ GMBL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, par value $0.001 | 6,463 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Options to purchase Common Stock | (1) | (1) | Common Stock | 20,000 | 4.82 | D | |
| Options to purchase Common Stock | (2) | (2) | Common Stock | 30,000 | 6.71 | D | |
| Explanation of Responses: |
| 1. The stock options (the "Options") were issued to Ms. Pace on October 8, 2020 (the "Issuance Date"), pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The Options will vest and become exercisable in four equal installments of 5,000 options on each of January, April, July, and October of 2021. The Options expire on October 8, 2025, five years from the vesting date. |
| 2. The stock options (the "Options") were issued to Ms. Pace on October 1, 2021 (the "Issuance Date"), pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The Options will veset and become exercisable in four equal installments of 7,500 options on each of January, April, July, and October of 2022. The Options expire on October 1, 2026, five years from the vesting date. |
| /s/ Jennifer Pace | 10/11/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||