SEC Form 3: New insider Susquehanna Securities, Llc claimed ownership of 453,157 shares
$IGAC
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Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/04/2022 |
3. Issuer Name and Ticker or Trading Symbol
IG Acquisition Corp. [ IGAC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 396,779 | D(1) | |
| Class A Common Stock | 55,662 | D(2) | |
| Class A Common Stock | 716 | D(2)(3) | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Warrants (right to buy) | (4) | (5) | Class A Common Stock | 149,614 | 11.5 | D(2) | |
| Warrants (right to buy) | (4) | (5) | Class A Common Stock | 358 | 11.5 | D(2)(3) | |
| Call Option (obligation to sell) | (6) | 01/20/2023 | Class A Common Stock | 1,000 | 7.5 | D(1) | |
| Call Option (obligation to sell) | (6) | 01/20/2023 | Class A Common Stock | 100 | 10 | D(1) | |
| Call Option (obligation to sell) | (6) | 04/21/2023 | Class A Common Stock | 200 | 10 | D(1) | |
| Put Option (right to sell) | (6) | 10/21/2022 | Class A Common Stock | 3,000 | 10 | D(1) | |
| Put Option (right to sell) | (6) | 01/20/2023 | Class A Common Stock | 9,000 | 10 | D(1) | |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. These securities are directly owned by Susquehanna Securities, LLC. |
| 2. These securities are directly owned by G1 Execution Services, LLC. |
| 3. The reported securities are included within Units held by the reporting person. Each Unit consists of one share of Class A Common Stock and one-half of one warrant to purchase Class A Common Stock. |
| 4. These warrants are not presently exercisable and will not become exercisable until the 30th day after the completion of the issuer's business combination. |
| 5. These warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation of the issuer. |
| 6. These options are exercisable at any time prior to their expiration. |
| Remarks: |
| G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers. G1 Execution Services, LLC and Susquehanna Securities, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary | 10/11/2022 | |
| G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary | 10/11/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||