SEC Form 3: S. Ellen Bresky claimed ownership of 6,670 units of Common Stock
$SEB
Farming/Seeds/Milling
Industrials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/10/2020 |
3. Issuer Name and Ticker or Trading Symbol
SEABOARD CORP /DE/ [ SEB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 07/28/2020 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 1,560 | I | By Trust(1) |
| Common Stock | 1,560 | I | By Trust(2) |
| Common Stock | 888 | I | By Trust(3) |
| Common Stock | 887 | I | By Trust(4) |
| Common Stock | 1,775 | I | By Trust(5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. These shares were originally reported as being held by the HAB 2011 Gift Trust and the Form 3 is being amended to report that the shares are held by the SJB Residuary HAB 2011 Trust created under the HAB 2011 Gift Trust, (i) which is for the benefit of the reporting person and other members of the Bresky family, and (ii) as to which the reporting person is the business advisor with the power to vote and dispose of the securities held by such trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| 2. These shares were originally reported as being held by the HAB 2011 Gift Trust and the Form 3 is being amended to report that the shares are held by the PB 2011 Descendants Trust created under the HAB 2011 Gift Trust, (i) which is for the benefit of members of the Bresky family, and (ii) as to which the reporting person is the business advisor with the power to vote and dispose of the securities held by such trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| 3. These shares were originally reported as being held by the HAB Grandchildren's Trust A and the Form 3 is being amended to report that the shares are held by the Eli Bresky Descendants Trust created under the HAB Grandchildren's Trust A, (i) which is for the benefit of members of the Bresky family, including members of the reporting person's immediate family, and (ii) as to which the reporting person is the business advisor with the power to vote and dispose of the securities held by such trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| 4. These shares were originally reported as being held by the HAB Grandchildren's Trust A and the Form 3 is being amended to report that the shares are held by the Jack Bresky Descendants Trust created under the HAB Grandchildren's Trust A, (i) which is for the benefit of members of the Bresky family, including members of the reporting person's immediate family, and (ii) as to which the reporting person is the business advisor with the power to vote and dispose of the securities held by such trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| 5. These shares were omitted from the reporting person's original Form 3. The shares reported are held by the HAB Grandchildren's Trust B, (i) which is for the benefit of members of the Bresky family and (ii) as to which the reporting person is the business advisor with the power to vote and dispose of the securities held by such trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein |
| /s/ Ellen S. Bresky | 02/16/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||