SEC Form 4: Dykema John Nicholas was granted 59 shares

$NCBS
Major Banks
Finance
Get the next $NCBS alert in real time by email
SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Dykema John Nicholas

(Last) (First) (Middle)
C/O NICOLET NATIONAL BANK
111 NORTH WASHINGTON STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/17/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/17/2023 A 59(1) A $80.3 8,223 I By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
Common Stock 41,953 D
Common Stock 40,097 I By the John & Lisa Dykema 2012 Trust
Common Stock 9,793 I By the John Dykema 2020 Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Dykema acquired 59 shares in the Nicolet National Bank Deferred Compensation Plan for Non-employee Directors by deferring his fourth quarter 2022 earned board fees.
/s/ H. Phillip Moore, Jr., as attorney-in-fact for John N. Dykema 01/19/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Get the next $NCBS alert in real time by email

Chat with this insight

Save time and jump to the most important pieces.

Recent Analyst Ratings for
$NCBS

DatePrice TargetRatingAnalyst
1/21/2022$94.00 → $110.00Buy
Maxim Group
9/8/2021$78.00 → $88.00Neutral → Overweight
Piper Sandler
6/28/2021$88.00Equal-Weight → Overweight
Stephens & Co.
6/23/2021$86.00Mkt Perform → Outperform
Keefe Bruyette
More analyst ratings

$NCBS
Press Releases

Fastest customizable press release news feed in the world

See more
  • Nicolet Bankshares, Inc. Announces Transfer of Common Stock listing to the New York Stock Exchange

    GREEN BAY, Wis., May 9, 2022 /PRNewswire/ -- Nicolet Bankshares, Inc. (NASDAQ:NCBS) ("Nicolet" or the "Company") today announced that it is transferring the listing of its common stock to the New York Stock Exchange ("NYSE") from The Nasdaq Stock Market LLC ("Nasdaq"). The Company's common stock is expected to begin trading on the NYSE on May 24, 2022, under the ticker symbol of "NIC". Nicolet will continue to trade its common stock on Nasdaq until the close of the market on May 23, 2022. "Nicolet is pleased to join the NYSE alongside many of the world's most established and w

    $NCBS
    Major Banks
    Finance
  • NICOLET BANKSHARES, INC. ANNOUNCES FIRST QUARTER 2022 EARNINGS

    Net income of $24 million, compared to $16 million in prior quarter and $18 million in first quarter 2021Earnings per diluted common share of $1.70, compared to $1.25 in prior quarter and $1.75 in first quarter 2021Return on average assets of 1.30% for first quarter 2022Return on average common equity and return on average tangible common equity of 11.38% and 18.75%, respectively, for first quarter 2022Returned capital to shareholders with $54 million in stock repurchases during the quarterAgreement to acquire Charter Bankshares, Inc. announced March 30GREEN BAY, Wis., April 19, 2022 /PRNewswire/ -- Nicolet Bankshares, Inc. (NASDAQ:NCBS) ("Nicolet") announced first quarter 2022 net income of

    $NCBS
    Major Banks
    Finance
  • Nicolet Bankshares, Inc. Continues Strategic Growth with Acquisition of Charter Bankshares, Inc.

    Adds the "lead local" community bank in the Eau Claire MSASolid first year EPS accretion and accretive to tangible book valueCharter Bank CEO, Paul Kohler, to remain with Nicolet leading the Western Wisconsin & Twin Cities marketsGREEN BAY, Wis. and EAU CLAIRE, Wis., March 30, 2022 /PRNewswire/ -- Nicolet Bankshares, Inc. (NASDAQ:NCBS) ("Nicolet") and Charter Bankshares, Inc., ("Charter") today jointly announced the execution of a definitive merger agreement.  Under terms of the agreement, Nicolet will acquire Charter and its wholly-owned banking subsidiary, Charter Bank.  Charter is a $1.1 billion bank headquartered in Eau Claire, Wisconsin, with offices in Chetek, Wisconsin and Chanhassen

    $NCBS
    Major Banks
    Finance

$NCBS
Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

See more

$NCBS
Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

See more

$NCBS
SEC Filings

See more

$NCBS
Leadership Updates

Live Leadership Updates

See more
  • Nicolet Bankshares, Inc. Appoints Héctor Colón to Board of Directors

    GREEN BAY, Wis., July 20, 2021 /PRNewswire/ -- Nicolet Bankshares, Inc. (NASDAQ:NCBS) ("Nicolet"), the holding company for Nicolet National Bank, today announced the appointment of Héctor Colón to Nicolet's Board of Directors.  Mr. Colón is the President and CEO of Lutheran Social Services of Wisconsin and Upper Michigan. "Héctor is a great addition to our board," said Bob Atwell, Executive Chairman of Nicolet.  "He brings a strong track record of organizational leadership in the governmental, educational and not-for-profit sectors. He is a dedicated servant leader who has led

    $NCBS
    Major Banks
    Finance