• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
PublishGo to AppAI Superconnector
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEW
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 4 filed by Polisson James

    6/2/23 11:26:43 AM ET
    $ERC
    Finance/Investors Services
    Finance
    Get the next $ERC alert in real time by email
    SEC FORM 4 SEC Form 4
    FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
    or Section 30(h) of the Investment Company Act of 1940
    OMB APPROVAL
    OMB Number: 3235-0287
    Estimated average burden
    hours per response: 0.5
      
    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
    1. Name and Address of Reporting Person*
    POLISSON JAMES

    (Last) (First) (Middle)
    123 MCALLISTER AVENUE

    (Street)
    KENTFIELD CA 94904

    (City) (State) (Zip)
    2. Issuer Name and Ticker or Trading Symbol
    ALLSPRING MULTI-SECTOR INCOME FUND [ ERC ]
    5. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
    X Director 10% Owner
    Officer (give title below) Other (specify below)
    3. Date of Earliest Transaction (Month/Day/Year)
    06/01/2023
    4. If Amendment, Date of Original Filed (Month/Day/Year)
    6. Individual or Joint/Group Filing (Check Applicable Line)
    X Form filed by One Reporting Person
    Form filed by More than One Reporting Person
    Rule 10b5-1(c) Transaction Indication

      
    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
    Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
    1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
    Code V Amount (A) or (D) Price
    Common Shares 06/01/2023 06/01/2023 P 1,000 A $8.8194 2,000 D
    Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)
    1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
    Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
    Explanation of Responses:
    /s/ Maureen E. Towle by power of attorney 06/02/2023
    ** Signature of Reporting Person Date
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
    Get the next $ERC alert in real time by email

    Crush Q3 2025 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $ERC

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $ERC
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    SEC Form 3 filed by new insider Reed Andrew Michael

    3 - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Issuer)

    8/7/25 5:33:34 PM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form 3 filed by new insider Barbieri Thomas Edward

    3 - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Issuer)

    3/18/25 2:12:43 PM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form 3 filed by new insider Tran Jimmy T

    3 - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Issuer)

    3/13/25 12:29:49 PM ET
    $ERC
    Finance/Investors Services
    Finance

    $ERC
    SEC Filings

    View All

    SEC Form N-PX filed by Allspring Multi-Sector Income Fund

    N-PX - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Filer)

    8/21/25 12:23:21 PM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form N-CSRS filed by Allspring Multi-Sector Income Fund

    N-CSRS - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Filer)

    7/2/25 4:18:57 PM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form SCHEDULE 13G filed by Allspring Multi-Sector Income Fund

    SCHEDULE 13G - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Subject)

    4/2/25 5:38:23 PM ET
    $ERC
    Finance/Investors Services
    Finance

    $ERC
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    Allspring Closed-End Funds Declare Monthly and Quarterly Distributions

    CHARLOTTE, N.C., Aug. 19, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), the Allspring Utilities and High Income Fund (NYSE:ERH), and the Allspring Global Dividend Opportunity Fund (NYSE:EOD) have each announced a distribution. TICKER FUND NAME DISTRIBUTION PER SHARE FREQUENCY CHANGE FROM PRIOR DISTRIBUTION EAD Allspring Income Opportunities Fund $0.05356 Monthly +$0.00004 ERC Allspring Multi-Sector Income Fund $0.07224 Monthly +$0.00003 ERH Allspring Utilities and High Income Fund $0.08220 Monthly +$

    8/19/25 8:30:00 AM ET
    $EAD
    $EOD
    $ERC
    Finance/Investors Services
    Finance
    Investment Managers

    Allspring Closed-End Funds Declare Monthly Distributions and Announce a Portfolio Manager Change

    CHARLOTTE, N.C., July 25, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), and the Allspring Utilities and High Income Fund (NYSE:ERH) have each announced a distribution. In addition, Andrew Reed, CFA, will be added as a portfolio manager to the Allspring Multi-Sector Income Fund, and Noah Wise, CFA, will be removed as a portfolio manager on the same fund, both effective on August 1, 2025. This fund will continue to be managed by Christopher Kauffman, CFA, Chris Lee, CFA, Michael Schueller, CFA, Lauren

    7/25/25 10:43:00 AM ET
    $EAD
    $ERC
    $ERH
    Finance/Investors Services
    Finance

    Allspring Closed-End Funds Declare Monthly Distributions

    CHARLOTTE, N.C., June 27, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), and the Allspring Utilities and High Income Fund (NYSE:ERH) have each announced a distribution. TICKER  FUND NAME DISTRIBUTION PER SHARE FREQUENCY CHANGE FROM PRIOR DISTRIBUTION EAD Allspring Income Opportunities Fund $0.05348 Monthly -$0.00001 ERC Allspring Multi-Sector Income Fund $0.07219 Monthly -$0.00010 ERH Allspring Utilities and High Income Fund $0.08062 Monthly +$0.00058 The following dates apply to today's distribution

    6/27/25 8:30:00 AM ET
    $EAD
    $ERC
    $ERH
    Finance/Investors Services
    Finance

    $ERC
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Ebsworth William R. decreased direct ownership by 47% to 1,700 units (SEC Form 4)

    4 - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Issuer)

    1/9/24 1:43:44 PM ET
    $ERC
    Finance/Investors Services
    Finance

    Polisson James decreased direct ownership by 50% to 1,000 units (SEC Form 4)

    4 - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Issuer)

    1/4/24 2:24:52 PM ET
    $ERC
    Finance/Investors Services
    Finance

    $ERC
    Financials

    Live finance-specific insights

    View All

    Allspring Closed-End Funds Declare Monthly and Quarterly Distributions

    CHARLOTTE, N.C., Aug. 19, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), the Allspring Utilities and High Income Fund (NYSE:ERH), and the Allspring Global Dividend Opportunity Fund (NYSE:EOD) have each announced a distribution. TICKER FUND NAME DISTRIBUTION PER SHARE FREQUENCY CHANGE FROM PRIOR DISTRIBUTION EAD Allspring Income Opportunities Fund $0.05356 Monthly +$0.00004 ERC Allspring Multi-Sector Income Fund $0.07224 Monthly +$0.00003 ERH Allspring Utilities and High Income Fund $0.08220 Monthly +$

    8/19/25 8:30:00 AM ET
    $EAD
    $EOD
    $ERC
    Finance/Investors Services
    Finance
    Investment Managers

    Allspring Closed-End Funds Declare Monthly Distributions and Announce a Portfolio Manager Change

    CHARLOTTE, N.C., July 25, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), and the Allspring Utilities and High Income Fund (NYSE:ERH) have each announced a distribution. In addition, Andrew Reed, CFA, will be added as a portfolio manager to the Allspring Multi-Sector Income Fund, and Noah Wise, CFA, will be removed as a portfolio manager on the same fund, both effective on August 1, 2025. This fund will continue to be managed by Christopher Kauffman, CFA, Chris Lee, CFA, Michael Schueller, CFA, Lauren

    7/25/25 10:43:00 AM ET
    $EAD
    $ERC
    $ERH
    Finance/Investors Services
    Finance

    Allspring Closed-End Funds Declare Monthly Distributions

    CHARLOTTE, N.C., June 27, 2025 /PRNewswire/ -- The Allspring Income Opportunities Fund (NYSE:EAD), the Allspring Multi-Sector Income Fund (NYSE:ERC), and the Allspring Utilities and High Income Fund (NYSE:ERH) have each announced a distribution. TICKER  FUND NAME DISTRIBUTION PER SHARE FREQUENCY CHANGE FROM PRIOR DISTRIBUTION EAD Allspring Income Opportunities Fund $0.05348 Monthly -$0.00001 ERC Allspring Multi-Sector Income Fund $0.07219 Monthly -$0.00010 ERH Allspring Utilities and High Income Fund $0.08062 Monthly +$0.00058 The following dates apply to today's distribution

    6/27/25 8:30:00 AM ET
    $EAD
    $ERC
    $ERH
    Finance/Investors Services
    Finance

    $ERC
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    Amendment: SEC Form SC 13G/A filed by Allspring Multi-Sector Income Fund

    SC 13G/A - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Subject)

    10/11/24 11:32:47 AM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form SC 13G/A filed by Allspring Multi-Sector Income Fund (Amendment)

    SC 13G/A - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Subject)

    1/19/24 12:05:24 PM ET
    $ERC
    Finance/Investors Services
    Finance

    SEC Form SC 13G/A filed by Allspring Multi-Sector Income Fund (Amendment)

    SC 13G/A - ALLSPRING MULTI-SECTOR INCOME FUND (0001227073) (Subject)

    2/10/23 9:40:11 AM ET
    $ERC
    Finance/Investors Services
    Finance