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    SEC Form 4 filed by Swiss Helvetia Fund, Inc. (The)

    6/3/21 9:49:17 AM ET
    $SWZ
    Finance Companies
    Finance
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    • TOTAL RETURN SECURITIES FUND PORTFOLIO SNAPSHOT

      NEW YORK, June 5, 2025 /PRNewswire/ -- As previously announced, on February 21, 2025, stockholders of Total Return Securities Fund (f/k/a The Swiss Helvetia Fund, Inc.) (the "Fund") (NYSE:SWZ) approved the following: (1) an investment advisory agreement between the Fund and Bulldog Investors, LLP (which was effective March 31, 2025); (2) replacement of the Fund's fundamental investment objective of capital appreciation by investing in equity and equity-linked securities of Swiss companies with a non-fundamental investment objective of providing long-term total return; and (3) changes to the Fund's fundamental investment restrictions in order to expand the types of investments the Fund can ma

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      NEW YORK, April 21, 2025 /PRNewswire/ -- As previously announced, on February 21, 2025, stockholders of Total Return Securities Fund (f/k/a The Swiss Helvetia Fund, Inc.) (the "Fund") (NYSE:SWZ) approved the following: (1) an investment advisory agreement between the Fund and Bulldog Investors, LLP (which was effective on March 31, 2025); (2) replacement of the Fund's fundamental investment objective of capital appreciation by investing in equity and equity-linked securities of Swiss companies with a non-fundamental investment objective of providing long-term total return; and (3) changes to the Fund's fundamental investment restrictions in order to expand the types of investments the Fund c

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      NEW YORK, March 24, 2025 /PRNewswire/ -- As previously announced, on February 21, 2025, stockholders of The Swiss Helvetia Fund, Inc. (the "Fund") (NYSE:SWZ) met and voted to approve the following: (1) an investment advisory agreement between the Fund and Bulldog Investors, LLP (which will become effective on March 31, 2025); (2) replacement of the Fund's fundamental investment objective of capital appreciation by investing in equity and equity-linked securities of Swiss companies with a non-fundamental investment objective of providing long-term total return; and (3) changes to the Fund's fundamental investment restrictions in order to expand the types of investments the Fund can make to me

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    • Director Hellerman Gerald sold $379 worth of shares (41 units at $9.24), decreasing direct ownership by 0.77% to 5,283 units (SEC Form 4)

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