SEC FORM 4

SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

POKLUDA JAMES L III

(Last)

(First)

(Middle)

10201 N. LOOP EAST

(Street)

HOUSTON

77029

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Houston Wire & Cable CO [ HWCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
PRESIDENT & CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/11/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
COMMON STOCK	12/11/2018		M		15,385⁽¹⁾	A	$0	630,778	D
COMMON STOCK	12/11/2019		M		15,385⁽²⁾	A	$0	646,163	D
COMMON STOCK	12/11/2020		M		15,384⁽³⁾	A	$0	661,547	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
RESTRICTED STOCK UNIT	$0	12/11/2018		M			15,385	⁽⁴⁾	12/11/2020	COMMON STOCK	15,385	$0	30,769	D
RESTRICTED STOCK UNIT	$0	12/11/2019		M			15,385	⁽⁵⁾	12/11/2020	COMMON STOCK	15,385	$0	15,384	D
RESTRICTED STOCK UNIT	$0	12/11/2020		M			15,384	⁽⁶⁾	12/11/2020	COMMON STOCK	15,384	$0	0	D

Explanation of Responses:

1. On December 11, 2018, 15,385 Restricted Stock Units vested and were settled in shares of common stock.

2. On December 11, 2019, 15,385 Restricted Stock Units vested and were settled in shares of common stock.

3. On December 11, 2020, 15,384 Restricted Stock Units vested and were settled in shares of common stock.

4. Each Restricted Stock Unit represents a contingent right to receive one share of HWCC Common Stock and vests as to 15,385 shares on December 11, 2019; 13,384 shares on December 11, 2020 and is subject to forfeiture until vested.

5. Each Restricted Stock Unit represents a contingent right to receive one share of HWCC Common Stock, vests on 13,384 shares on December 11, 2020 and is subject to forfeiture until vested.

6. 12/11/2020

	/S/JAMES L. POKLUDA III	02/02/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

SEC Form 4: Iii L James Pokluda exercised 46,154 units of COMMON STOCK at a strike of $0.00, increasing ownership by 7% to 661,547 units