SEC Form 4: Weil John D sold $1,145,199 worth of shares (135,864 units at $8.43)
$AHPI
Industrial Specialties
Health Care
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALLIED HEALTHCARE PRODUCTS INC [ AHPI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/26/2021 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/26/2021 | S | 69,249 | D | $8.437(1) | 25,178(2) | I | Spouse | ||
| Common Stock | 11/26/2021 | S | 59,101 | D | $8.467(1) | 0(3) | I | Trust | ||
| Common Stock | 11/26/2021 | S | 7,514 | D | $8.0565(1) | 0(4) | I | Corporation | ||
| Common Stock | 53,810(5) | I | Trust | |||||||
| Common Stock | 90,513 | D | ||||||||
| Common Stock | 2,500 | I | IRA | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option to purchase common stock | $5.09 | 11/11/2021 | 11/11/2021 | A | 750 | 11/11/2022 | 11/11/2031 | Common stock | 750(6) | $0 | 750 | D | |||
| Option to purchase common stock | $5.18 | 11/08/2013 | 11/08/2022 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $4.62 | 11/14/2014 | 11/14/2023 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $3.16 | 11/13/2015 | 11/13/2024 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $2.34 | 11/12/2016 | 11/12/2025 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $2.26 | 11/10/2017 | 11/10/2026 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $2.22 | 11/09/2018 | 11/09/2027 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $2.13 | 11/08/2019 | 11/08/2028 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $1.17 | 11/07/2020 | 11/07/2029 | Common stock | 750 | 750 | D | ||||||||
| Option to purchase common stock | $7.86 | 11/12/2021 | 11/12/2030 | Common stock | 750 | 750 | D | ||||||||
| Explanation of Responses: |
| 1. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.80 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2. The reporting person disclaims any economic benefit in such shares. |
| 3. Owned by a trust for the benefit of the reporting person and for which the reporting person acts as co-trustee. |
| 4. Owned by a corporation controlled by the reporting person. |
| 5. Owned by trusts for which the reporting person acts as co-trustee and with respect to which the reporting person disclaims any economic benefit in such shares. The decrease of 6,710 reported shares between the amount reported in this filing and the amount reported in the most recent previous filing is due to omission of a trust for which the reporting person no longer serves as trustee and with respect to which the reporting person no longer has any pecuniary interest. |
| 6. Issued pursuant to the Company's 2013 Director's Stock Option Plan. |
| /s/ John D. Weil | 11/30/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||