• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
PublishGo to AppAI Superconnector
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEW
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 497AD filed by Capital Southwest Corporation

    9/9/25 4:15:03 PM ET
    $CSWC
    Textiles
    Consumer Discretionary
    Get the next $CSWC alert in real time by email
    497AD 1 cswc-bloombergannouncement.htm 497AD Document
    Filed pursuant to Rule 497(a)
    File No. 333-282873
    Rule 482ad

    [TEXT OF COMMUNICATION SENT VIA BLOOMBERG]


    *** Priced: Capital Southwest Corp (CSWC) ***
    BenchmarkT 3 ⅝ 08/31/30
    Spread to Benchmark+250bps
    Benchmark Price100-03
    Benchmark Yield3.604%
    Re-offer Yield6.104%
    Re-offer Price99.345
    Coupon5.950%
    First PayMar 18, 2026
    Optional RedemptionMake Whole Call: T + 40
    Par Call: 1 month(s) prior to maturity
    Change of ControlPut @ 100%

    *** Priced: Capital Southwest Corp (CSWC) ***
    Total SizeUSD 350MM
    Tenor5 Year
    Tranche SizeUSD 350MM
    Spread to BenchmarkT +250bps

    *** Guidance: Capital Southwest Corp (CSWC) ***
    GuidanceT + 250bps (the #)
    -----------------------------------------------------------
    Issuer/TickerCapital Southwest Corporation (CSWC)
    Expected Ratings*Moody's: Baa3 (Stable)
    Fitch: BBB- (Stable)
    FormatSEC Registered
    RankingSenior Unsecured
    Tenor 5-Year
    Size$300mm
    IPTsT+265 bps Area
    Settlement**T+7 (September 18, 2025)
    Coupon TypeFixed
    Maturity DateSeptember 18, 2030
    Change of ControlYes, 100% (See Red)
    Active Book Runner(s)DB (B&D), ING, MS, SMBC, WFS
    Use of ProceedsRepay outstanding indebtedness
    Marketing
    Direct link: https://www.netroadshow.com/nrs/home/#!/?show=66bf938b
    Link: www.netroadshow.com | Entry Code: CSWC2025
    Option RedemptionMake Whole Call
    1-Month Par Call
    Denominations2,000 x 1,000
    CUSIP / ISIN140501AF4 / US140501AF43



    TimingToday's Business
    Sales into Canada
    Yes – via Exemption
     
     
    * Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. The ratings are subject to revision or withdrawal at any time by Moody’s or Fitch. Each of the security ratings above should be evaluated independently of any other security rating.
     
    ** Under Rule 15c6-1 of the Securities Exchange Act of 1934, trades in the secondary market generally are required to settle in one business day, unless the parties to such trade expressly agree otherwise at the time of the trade. Accordingly, purchasers who wish to trade the Notes prior to the date of delivery of the Notes will be required, by virtue of the fact that the Notes initially will settle in seven business days (T+7), to specify alternative settlement arrangements to prevent a failed settlement.
     
    Investors are advised to carefully consider the investment objectives, risks, charges and expenses of Capital Southwest Corporation before investing. A shelf registration statement relating to these securities is on file with the Securities and Exchange Commission (the “SEC”) for the offering to which this communication relates. Before you invest, you should read the preliminary prospectus supplement relating to this offering, together with the accompanying prospectus, filed with the SEC and other documents Capital Southwest Corporation has filed with the SEC for more complete information about Capital Southwest Corporation and this offering. The information in the preliminary prospectus supplement and the accompanying prospectus, and in this announcement, is not complete and may be changed.
     
    The offering may be made only by means of a preliminary prospectus supplement and an accompanying prospectus. You may obtain these documents for free by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the preliminary prospectus supplement and the accompanying prospectus if you request them by calling Deutsche Bank Securities Inc. toll-free at +1-800-503-4611, ING New York Toll Free: +1 (877) 446-4930, Morgan Stanley & Co. LLC toll-free at 1-866-718-1649, SMBC Nikko Securities America, Inc. toll-free at +1 (888) 868-6856, or Wells Fargo Securities, LLC toll-free at +1 (800) 645-3751.
     
    The preliminary prospectus supplement, the accompanying prospectus and this announcement do not constitute offers to sell or the solicitation of offers to buy nor will there be any sale of the securities referred to in this announcement in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of such state or jurisdiction.
     
    ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR AFTER THIS MESSAGE ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED. SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM

    Get the next $CSWC alert in real time by email

    Crush Q3 2025 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $CSWC

    DatePrice TargetRatingAnalyst
    6/24/2025$25.00Mkt Perform → Mkt Outperform
    Citizens JMP
    5/15/2024Mkt Outperform → Mkt Perform
    JMP Securities
    1/8/2024$23.50Buy → Neutral
    B. Riley Securities
    4/11/2023$19.00Neutral
    UBS
    12/9/2022$20.00Neutral → Buy
    B. Riley Securities
    9/16/2022$18.00Neutral
    B. Riley Securities
    9/24/2021Perform
    Oppenheimer
    8/4/2021$27.50 → $29.00Outperform
    Raymond James
    More analyst ratings

    $CSWC
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    Capital Southwest Corp. upgraded by Citizens JMP with a new price target

    Citizens JMP upgraded Capital Southwest Corp. from Mkt Perform to Mkt Outperform and set a new price target of $25.00

    6/24/25 7:50:01 AM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Capital Southwest Corp. downgraded by JMP Securities

    JMP Securities downgraded Capital Southwest Corp. from Mkt Outperform to Mkt Perform

    5/15/24 2:21:08 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Capital Southwest Corp. downgraded by B. Riley Securities with a new price target

    B. Riley Securities downgraded Capital Southwest Corp. from Buy to Neutral and set a new price target of $23.50

    1/8/24 8:57:50 AM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    Capital Southwest Corporation Prices Public Offering of $350 million 5.950% Notes due 2030

    DALLAS, Sept. 09, 2025 (GLOBE NEWSWIRE) -- Capital Southwest Corporation (NASDAQ:CSWC) (the "Company", "Capital Southwest", "we", "us" and "our") is pleased to announce that it has priced an underwritten public offering of $350 million in aggregate principal amount of 5.950% notes due 2030 (the "Notes"). The Notes will bear interest at a rate of 5.950% per year, payable semi-annually, will mature on September 18, 2030 and may be redeemed in whole or in part at the Company's option at any time prior to August 18, 2030, at par plus a "make-whole" premium, and thereafter at par. The Notes will be issued to the public at a price of 99.345% of the aggregate principal amount of the Notes, result

    9/9/25 6:28:32 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Capital Southwest Announces Monthly Regular Dividends for the Quarter Ending December 31, 2025 and Quarterly Supplemental Dividend Payable on December 31, 2025

    DALLAS, Aug. 27, 2025 (GLOBE NEWSWIRE) -- Capital Southwest Corporation ("Capital Southwest" or the "Company") (NASDAQ:CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, is pleased to announce that its Board of Directors has declared monthly regular dividends of $0.1934 per share for each of October, November, and December 2025 and a quarterly supplemental dividend of $0.06 per share payable in December 2025, each of which is detailed in the table below. The Company's regular monthly dividends for the quarter ending December 31, 2025 will be payable as follows: De

    8/27/25 4:01:00 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Surge PE Closes Investment Into White Plains Linen

    On August 1st, 2025 Surge Private Equity LLC ("Surge") closed on its investment into White Plains Linen ("WPL"), a leading provider of commercial laundry services based in Peekskill, New York. The transaction, valued over $50MM, closed with debt financing provided by Capital Southwest Corporation. Jackson Walker LLP acted as lead counsel to Surge, and Moss Adams/Baker Tilly provided financial diligence for the transaction. IMG Business Advisors acted as lead advisor for the deal. Founded in 1938, WPL has built a strong reputation serving the New York metropolitan area's hospitality industry, including restaurants and hotels. The company provides a full range of textile rental and laundry

    8/13/25 9:06:00 AM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Battist Christine bought $14,972 worth of shares (667 units at $22.45), increasing direct ownership by 6% to 12,615 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    8/21/25 4:11:54 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Director Rogers-Windsor Ramona Lynn bought $9,980 worth of shares (471 units at $21.19), increasing direct ownership by 3% to 18,092 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    6/23/25 4:02:49 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Director Battist Christine bought $9,935 worth of shares (476 units at $20.87), increasing direct ownership by 5% to 9,755 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    5/28/25 5:03:53 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    SEC Filings

    View All

    Capital Southwest Corporation filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Financial Statements and Exhibits

    8-K - CAPITAL SOUTHWEST CORP (0000017313) (Filer)

    9/18/25 4:29:10 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    SEC Form N-23C-2 filed by Capital Southwest Corporation

    N-23C-2 - CAPITAL SOUTHWEST CORP (0000017313) (Filer)

    9/18/25 9:39:36 AM ET
    $CSWC
    Textiles
    Consumer Discretionary

    SEC Form N-23C-2 filed by Capital Southwest Corporation

    N-23C-2 - CAPITAL SOUTHWEST CORP (0000017313) (Filer)

    9/11/25 4:48:24 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Battist Christine bought $14,972 worth of shares (667 units at $22.45), increasing direct ownership by 6% to 12,615 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    8/21/25 4:11:54 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Director Furst Jack D was granted 2,193 shares, increasing direct ownership by 5% to 47,948 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    8/14/25 4:05:18 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Director Brooks David R was granted 2,193 shares, increasing direct ownership by 6% to 40,944 units (SEC Form 4)

    4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

    8/13/25 7:32:48 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Leadership Updates

    Live Leadership Updates

    View All

    Capital Southwest Announces Appointment of New Independent Director

    DALLAS, April 01, 2021 (GLOBE NEWSWIRE) -- Capital Southwest Corporation (“Capital Southwest”) (Nasdaq: CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, announced the appointment of Ramona L. Rogers-Windsor as a new independent member of its board of directors on March 26, 2021. Ms. Rogers-Windsor is a senior finance executive with over 38 years of experience across multiple segments of the financial services industry including global investment management, public accounting audit, life insurance financial risk underwriting and retail brokerage. Ms. Rogers-Windsor

    4/1/21 4:01:00 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Financials

    Live finance-specific insights

    View All

    Capital Southwest Announces Monthly Regular Dividends for the Quarter Ending December 31, 2025 and Quarterly Supplemental Dividend Payable on December 31, 2025

    DALLAS, Aug. 27, 2025 (GLOBE NEWSWIRE) -- Capital Southwest Corporation ("Capital Southwest" or the "Company") (NASDAQ:CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, is pleased to announce that its Board of Directors has declared monthly regular dividends of $0.1934 per share for each of October, November, and December 2025 and a quarterly supplemental dividend of $0.06 per share payable in December 2025, each of which is detailed in the table below. The Company's regular monthly dividends for the quarter ending December 31, 2025 will be payable as follows: De

    8/27/25 4:01:00 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Capital Southwest Announces Financial Results for First Fiscal Quarter Ended June 30, 2025

    DALLAS, Aug. 06, 2025 (GLOBE NEWSWIRE) -- Capital Southwest Corporation ("Capital Southwest," "CSWC" or the "Company") (NASDAQ:CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, today announced its financial results for the first fiscal quarter ended June 30, 2025. First Quarter Fiscal Year 2026 Financial Highlights Total Investment Portfolio: $1.8 billion Credit Portfolio of $1.6 billion 99% 1st Lien Senior Secured Debt$113.4 million in new committed credit investments during the quarterWeighted Average Yield on Debt Investments: 11.8%Current non-accruals with a fa

    8/6/25 4:01:00 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    Capital Southwest Announces Preliminary Estimate of First Quarter 2026 Operating Results and Earnings Release and Conference Call Schedule

    DALLAS, July 15, 2025 (GLOBE NEWSWIRE) -- Capital Southwest Corporation ("Capital Southwest") (NASDAQ:CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, is pleased to announce its preliminary operating results for the first quarter of its 2026 fiscal year (quarter ended June 30, 2025) and its first quarter 2026 earnings release and conference call schedule. Capital Southwest's preliminary estimate of its first quarter 2026 pre-tax net investment income is in the range of $0.60 to $0.61 per share. The preliminary estimate of Capital Southwest's net investment income f

    7/15/25 4:30:00 PM ET
    $CSWC
    Textiles
    Consumer Discretionary

    $CSWC
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    SEC Form SC 13G/A filed

    SC 13G/A - CAPITAL SOUTHWEST CORP (0000017313) (Subject)

    2/16/21 4:23:49 PM ET
    $CSWC
    Textiles
    Consumer Discretionary