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    SEC Form 6-K filed by Guardian Metal Resources PLC

    3/26/26 3:31:48 PM ET
    $GMTL
    Metal Mining
    Basic Materials
    Get the next $GMTL alert in real time by email
    6-K 1 a3408y.htm HOLDING(S) IN COMPANY a3408y
     UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549
     
    FORM 6-K
     
    REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
     
     
    26 March, 2026
    Commission File Number 001-43199
     
     
    Guardian Metal Resources PLC
    c/o Orana Corporate LLP
    25 Eccleston Place
    London SW1W 9NF
    United Kingdom
    (Address of principal executive offices)
     
     
    Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
     
    Form 20-F ☒
    Form 40-F ☐
     
    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ___
     
    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____
      
     
    Guardian Metal Resources PLC
     
    On 26 March, 2026, Guardian Metal Resources PLC issued a press release titled “Holding(s) in Company”
     
    A copy of the press release is attached hereto as Exhibit 99.1.
     
     
    SIGNATURE
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned, thereunto duly authorized.
     
    Guardian Metal Resources PLC
    (Registrant)
     
     
     
     
    Date: 26 March, 2026
    By: /s/ Oliver Friesen
     
     
    Name: Oliver Friesen
     
     
    Title: Chief Executive Officer
     
     
    Exhibit Index
     
    Exhibit
    Description of Exhibit
      99.1
    Holding(s) in Company dated 26 March, 2026
     
     
     
    TR-1: Standard form for notification of major holdings
     
    NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
     
    1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:
     
    GUARDIAN METAL RESOURCES PLC
    1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
     
    Non-UK issuer
     
     
    2. Reason for the notification (please mark the appropriate box or boxes with an "X")
     
    An acquisition or disposal of voting rights
     
     
    An acquisition or disposal of financial instruments
     
     
    An event changing the breakdown of voting rights
     
    X
    Other (please specify) iii:
     
     
    3. Details of person subject to the notification obligation iv
     
    Name
     
    UCAM Limited
    City and country of registered office (if applicable)
     
    London, United Kingdom
    4. Full name of shareholder(s) (if different from 3.) v
     
    Name
     
     
    City and country of registered office (if applicable)
     
     
    5. Date on which the threshold was crossed or reached vi:
     
    25/03/2026
    6. Date on which issuer notified (DD/MM/YYYY):
     
    25/03/2026
    7. Total positions of person(s) subject to the notification obligation
     
     
    % of voting rights attached to shares (total of 8. A)
    % of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
    Total of both in % (8.A + 8.B)
    Total number of voting rights held in issuer (8.A + 8.B) vii
    Resulting situation on the date on which threshold was crossed or reached
    24.44%
    0
    24.44%
    24.44%
    Position of previous notification (if
    applicable)
    28.31%
    0
    28.31%
     
     
     
     
     
     
     
     
     
    8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
     
    A: Voting rights attached to shares
     
    Class/type ofshares
     
    ISIN code (if possible)
    Number of voting rights ix
     
    % of voting rights
    Direct
    (DTR5.1)
    Indirect
     (DTR5.2.1)
    Direct
    (DTR5.1)
    Indirect
    (DTR5.2.1)
    GB00BPQY8R36
    47,411,352
     
     
    24.44%
     
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8. A
     47,411,352
     
    24.44%
     
    B 1: Financial Instruments according to DTR5.3.1R (1) (a)
     
    Type of financial instrument
    Expirationdate x
    Exercise/Conversion Period xi
    Number of voting rights that may be acquired if the instrument is
    exercised/converted.
    % of voting rights
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8. B 1
     
     

    B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
     
    Type of financial instrument
    Expirationdate x
    Exercise/Conversion Period xi
    Physical or cash
    Settlement xii
    Number of voting rights
    % of voting rights
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8.B.2
     
     
     
     
     
     
     
     
     
     
     
     
     
     
      
    9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
     
    Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
     
    X
    Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
     
     
    Name xv
    % of voting rights if it equals or is higher than the notifiable threshold
    % of voting rights through financial instruments if it equals or is higher than the notifiable threshold
    Total of both if it equals or is higher than the notifiable threshold
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
    10. In case of proxy voting, please identify:
     
    Name of the proxy holder
     
     
    The number and % of voting rights held
     
     
    The date until which the voting rights will be held
     
     
     
    11. Additional information xvi
     
     
     
     
     
     
     
     
     
    Place of completion
    London, United Kingdom
     
    Date of completion
    25/03/2026
     
     
     
     
    Notes
     
    i Please note this form should be read jointly with the applicable Disclosure Guidance and Transparency Rules Chapter 5 (DTR5) available on the following link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
     
    ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.
     
    iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
     
    iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement referred to in DTR5.2.1 (a) or (d) the holder of financial instruments referred to in DTR5.3.1.
     
    As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.
     
    In relation to the transactions referred to in  DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned:
     
    - in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
     
    - in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;
     
    - in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;
     
    - in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking;
     
    - in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
     
    - in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal entity that controls the voting rights;
     
    - in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).
     
    v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to DTR5.2 unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies).
     
    vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.
     
    vii The total number of voting rights held in the issuer shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.
     
    viii If the holding has fallen below the lowest applicable threshold, please note that it might not be necessary to disclose the extent of the holding, only that the new holding is below that threshold.
     
    ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.
     
    x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
     
    xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].
     
    xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (DTR 5.3.3.A).
     
    xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.
     
    xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only in this way will the markets get always the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain by numbering each chain accordingly. Please see the below example: 
    Name of ultimate controlling person A (chain 1)
    Name of controlled undertaking B
    Name of controlled undertaking C
    Name of ultimate controlling person A (chain 2)
    Name of controlled undertaking B
    Name of controlled undertaking D
    Name of ultimate controlling person A (chain3)
    Name of controlled undertaking E
    Name of controlled undertaking F
     
    xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.
     
    xvi Example: Correction of a previous notification.
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