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    SEC Form 6-K filed by Nomura Holdings Inc ADR

    1/30/26 6:02:16 AM ET
    $NMR
    Investment Bankers/Brokers/Service
    Finance
    Get the next $NMR alert in real time by email
    6-K 1 d88913d6k.htm FORM 6-K Form 6-K
     
     

    FORM 6-K

    U.S. SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    Report of Foreign Private Issuer

    Pursuant to Rule 13a-16 or 15d-16 of

    the Securities Exchange Act of 1934

    Commission File Number: 1-15270

    For the month of January 2026

    NOMURA HOLDINGS, INC.

    (Translation of registrant’s name into English)

    13-1, Nihonbashi 1-chome

    Chuo-ku, Tokyo 103-8645

    Japan

    (Address of principal executive offices)

    Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

    Form 20-F  X    Form 40-F     

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):    

     

     
     


    Information furnished on this form:

    EXHIBITS

     

    Exhibit Number
    1.    Notice Regarding Change in Specified Subsidiary
    2.    (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

        NOMURA HOLDINGS, INC.
    Date: January 30, 2026     By:  

    /s/ Yoshifumi Kishida

          Yoshifumi Kishida
          Senior Managing Director


    Exhibit 1

     

    LOGO

    Notice Regarding Change in Specified Subsidiary

    Tokyo, January 30, 2026—Nomura Holdings, Inc. (Nomura) today announced that Delaware Management Company (DMC) has become a “specified subsidiary” (tokutei kogaisha) of Nomura.

     

    1.

    Reason for change

    As announced on April 22, 2025 and December 1, 2025, Nomura has completed the acquisition of all shares of Macquarie Group Limited’s U.S. and European public asset management business (the “Acquired Business”). As the share capital of DMC, which forms part of the Acquired Business, is now at least 10 percent of Nomura’s capital, DMC has become a specified subsidiary of Nomura.

     

    2.

    Overview of the subsidiary (DMC) subject to change

     

         

    (1)

       Name   Delaware Management Company
       

    (2)

       Location   1100 North Market Street, Wilmington, DE, 19890, U.S.A.
         

    (3)

       Name of representative   Shawn K. Lytle        
       

    (4)

       Description of business   Investment management and advisory service
         

    (5)

       Share capital   USD 590 million        
         

    (6)

       Date of establishment   September 16, 1996        
       

    (7)

       Major shareholders and ownership ratios  

    Macquarie Management Holdings, Inc. 66%

    Ivy Investment Management Company 34%

         

    (8)

       Relationships between Nomura and DMC   Capital relationship   None
      Personnel relationship   None
      Business relationship   None
       

    (9)

       Consolidated operating results and consolidated financial position of DMC for the last three years
           

      

      

    Fiscal year ended  

      March 31, 2023   March 31, 2024   March 31, 2025
           

     Consolidated net assets

      USD 725 million   USD 764 million   USD 780 million
           

     Consolidated total assets

      USD 999 million   USD 1,073 million   USD 1,069 million
           

     Consolidated net assets per share

      USD 7 million   USD 8 million   USD 8 million
           

     Consolidated net sales

      USD 712 million   USD 641 million   USD 642 million
           

     Consolidated operating profit

      USD 140 million   USD 86 million   USD 158 million
           

     Consolidated ordinary profit

      USD 140 million   USD 86 million   USD 158 million
           

     Profit attributable to owners of parent

      USD 92 million   USD 58 million   USD 123 million
           

     Consolidated earnings per share

      USD 916,997   USD 576,099   USD 1,231,882
           

     Dividend per share

      USD 1,705,000   —    USD 900,000


    3.

    Number of shares acquired and shareholding before and after acquisition

     

    (1)   Number of shares held before the change   

    0 shares

    (2)   Number of shares acquired   

    Class A 66 shares

    Class B 34 shares

    (Number of voting rights: 330)

    (3)   Number of shares held after the change   

    Class A 66 shares

    Class B 34 shares

    (Number of voting rights: 330)

    (Ratio of voting rights held: 100.0%)

     

    4.

    Date

     

     

    (1)

      

     

    Effective date of change

     

      

    December 1, 2025

     

     

    5.

    Future outlook

    As a result of the share acquisition, DMC has become a subsidiary of Nomura. Accordingly, DMC’s consolidated results will be reflected in Nomura’s consolidated results for the third quarter of the fiscal year ending March 2026.

     

         ends      
      

    For further information please contact:

     

    Name

      

    Company

      

    Telephone

    Kenji Yamashita    Nomura Holdings, Inc.    81-3-3278-0591
       Group Corporate Communications Dept.   

    Nomura

    Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.


    Exhibit 2

    [Translation of the Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 30, 2026]

    1. Reason for Submission

    On December 1, 2025, we completed the acquisition of all shares of Macquarie Management Holdings, Inc. Because Delaware Management Company (“DMC”), a subsidiary of that company, was qualified as the Specified Subsidiary (Tokutei Kogaisha) of the Company, we are submitting this Extraordinary Report pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 3 of the Cabinet Office Ordinance on Disclosure of Corporate Affairs, etc.

    2. Matters Reported

    (1) Name, Location, Name of representative, Share capital and Description of business of the Specified Subsidiary relevant to the change

     

    

    Name: Delaware Management Company

    

    Location: 1100 North Market Street, Wilmington, DE, 19890, U.S.A.

    

    Name of representative: Shawn K. Lytle

    

    Share capital: USD 590 million

    

    Description of business: Investment management and advisory service

    (2) Number and total percentage of the voting rights held by the Company before and after change

     

    

    Number of Voting Rights Held

     

    Prior to change:     - units (Indirect ownership:  - units)
    After change:    330 units (Indirect ownership: 330 units)

     

    

    Percentage of Holdings

     

    Prior to change:       - % (Indirect ownership:    - %)
    After change:    100.0% (Indirect ownership: 100.0%)

    (3) Reasons for and date of change

     

    

    Reasons for Change

    Through the acquisition of shares of Macquarie Management Holdings, Inc., Delaware Management Company became the subsidiary of the Company, and the share capital of that company amounted to at least 10% of the Company’s capital.

     

    

    Date of Change

    December 1, 2025

     

    - 1 -

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