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    SEC Form 6-K filed by Taiwan Liposome Company, Ltd.

    10/8/21 11:56:31 AM ET
    $TLC
    Major Pharmaceuticals
    Health Care
    Get the next $TLC alert in real time by email
    6-K 1 tlc-6k_20211008.htm 6-K tlc-6k_20211008.htm

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 6-K

     

    REPORT OF FOREIGN PRIVATE ISSUER

    PURSUANT TO RULE 13a-16 OR 15d-16

    UNDER THE SECURITIES EXCHANGE ACT OF 1934

    For the Month of October 2021

    Commission File Number: 001-38746

     

    Woods Investment Co., Ltd.*

    (Translation of registrant’s name into English)

     

    Woods Investment Co., Ltd.

    11F-1, No. 3 Yuanqu Street

    Nangang District,

    Taipei City, Taiwan 11503

    (Address of principal executive office)

     

    Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

     

    Form 20-F  ☒

     

    Form 40-F  ☐

     

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

     

    * This report is filed by the Registrant as successor issuer to Taiwan Liposome Company, Ltd. in connection with a share swap transaction between the two companies. Under Rule 12g-3(a), series B-1 special shares of the Registrant are now deemed to be registered under Section 12(g) of the Exchange Act.


     


     

     

    Announcement of Delisting from TPEx and Close the Share Swap Deal

     

    In October 2021, Taiwan Liposome Company, Ltd. (the “Company”) made a filing with the Taipei Exchange’s Market Observation Post System announcing the delisting from TPEx and close the share swap deal.

    A copy of the Taipei Exchange’s Market Observation Post System filing is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

     


     

    Exhibits

     

    Exhibit

    Number

     

    Exhibit Description

    99.1

     

    Filing with the Taipei Exchange’s Market Observation Post System, dated October 8, 2021.

     

     


     

     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

     

     

    WOODS INVESTMENT CO., LTD.

     

     

     

    Date: October 8, 2021

     

    By:

     

    /s/ George Yeh

     

     

    Name:

     

    George Yeh

     

     

    Title:

     

    Director

     

     

     

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