SEC Form 6-K filed by China Finance Online Co. Limited
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
October 7, 2021
Commission File Number: 000-50975
China Finance Online Co. Limited |
(Translation of registrant’s name into English) |
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HONG KONG |
(Jurisdiction of incorporation or organization) |
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17th floor of Fuzhuo Plaza A |
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F |
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] |
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] |
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Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No |
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If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Nasdaq Extension for Capitalization Compliance
On October 7, 2021, the China Finance Online Co. Limited issued a press release indicating that it has until January 14, 2021 to achieve compliance with the Capital Markets Nasdaq Listing Rule 5550(b)(1) in connection with a phase down to The NASDAQ Capital Markets.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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China Finance Online Co. Limited |
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Date: October 7, 2021 |
By: |
/s/ Z. James Chen |
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Name: |
Z. James Chen |
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Title: |
Chief Executive Officer |
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Exhibit No. |
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Description |
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Press Release dated October 7, 2021, Nasdaq Extension for Capitalization Compliance |
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