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    SEC Form 6-K filed by Haleon plc

    5/20/24 10:11:34 AM ET
    $HLN
    Package Goods/Cosmetics
    Consumer Discretionary
    Get the next $HLN alert in real time by email
    6-K 1 haleonplc-1482p.htm HOLDING(S) IN COMPANY haleonplc-1482p

     
    UNITED STATES
     
    SECURITIES AND EXCHANGE COMMISSION
     
    Washington, D.C. 20549
     
     
    FORM 6-K
     
    REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
     
    For the month of May 2024
     
    Commission File Number: 001-41411
     
    Haleon plc
    (Translation of registrant’s name into English)
     
    Building 5, First Floor, The Heights,
    Weybridge, Surrey, KT13 0NY
    (Address of principal executive offices)
     
     
    Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
     
     
    Form 20-F ☒
     
    Form 40-F ☐
     
     
     
    EXHIBIT INDEX
     
    Exhibit Number
    Description
    99.1
     20 May 2024 - “Holding(s) in Company”
     
     
     
     
    99.1
     
     
     20 May 2024
     
    HALEON PLC 
    ("Haleon" or "the Company")  
     
    TR-1: Standard form for notification of major holdings  
     
    1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:
    Haleon plc
     
    1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
     
    Non-UK issuer
     
     
    2. Reason for the notification (please mark the appropriate box or boxes with an "X")
     
    An acquisition or disposal of voting rights
    x
     
    An acquisition or disposal of financial instruments
     
     
    An event changing the breakdown of voting rights
     
     
    Other (please specify) iii:
     
     
    3. Details of person subject to the notification obligation iv
     
    Name
    GSK plc
     
    City and country of registered office (if applicable)
    London, England
     
    4. Full name of shareholder(s) (if different from 3.) v
     
    Name
    Vidacos Nominees Limited
     
    City and country of registered office (if applicable)
    London, England
     
    5. Date on which the threshold was crossed or reached vi:
    17/05/2024
     
    6. Date on which issuer notified (DD/MM/YYYY):
    20/05/2024
     
    7. Total positions of person(s) subject to the notification obligation
     
     
     
    % of voting rights attached to shares (total of 8. A)
    % of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
    Total of both in % (8.A + 8.B)
    Total number of voting rights held in issuer (8.A + 8.B) vii
    Resulting situation on the date on which threshold was crossed or reached
    0
    0
    0
    0
    Position of previous notification (if
    applicable)
    4.17
    0
    4.17
     
     
     
     
     
     
     
     
     
     
    8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
     
    A: Voting rights attached to shares
     
    Class/type ofshares
    ISIN code (if possible)
    Number of voting rights ix
    % of voting rights
     
    Direct
    (DTR5.1)
    Indirect
     (DTR5.2.1)
    Direct
    (DTR5.1)
    Indirect
    (DTR5.2.1)
    GB00BMX86B70
     
    0
    0
    0
    0
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8. A
     
    0
    0
     
     
    B 1: Financial Instruments according to DTR5.3.1R (1) (a)
     
    Type of financial instrument
    Expirationdate x
    Exercise/Conversion Period xi
    Number of voting rights that may be acquired if the instrument is
    exercised/converted.
    % of voting rights
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8. B 1
     
     
     
     
     
    B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
     
    Type of financial instrument
    Expirationdate x
    Exercise/Conversion Period xi
    Physical or cash
    Settlement xii
    Number of voting rights
    % of voting rights
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
    SUBTOTAL 8.B.2
     
     
     
     
     
    9. Information in relation to the person subject to the notification obligation (please mark the
    applicable box with an "X")
    Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
     
     
    Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
     
     
    Name xv
    % of voting rights if it equals or is higher than the notifiable threshold
    % of voting rights through financial instruments if it equals or is higher than the notifiable threshold
    Total of both if it equals or is higher than the notifiable threshold
    GSK plc (Chain 1)
    0
     
     
    0
    GlaxoSmithKline Holdings Limited (Chain 1)
    0
     
     
    0
    GlaxoSmithKline Finance plc (Chain 1)
    0
     
     
    0
    Glaxo Group Limited (Chain 1)
    0
     
     
    0
     
     
     
     
     
    GSK plc (Chain 2)
    0
     
     
    0
    GSK LP Limited (Chain 2)
    0
     
     
    0
    GSK GP 1 Limited (Chain 2)
    0
     
     
    0
    GSK (No.1) Scottish Limited Partnership (Chain 2)
    0
     
     
    0
     
     
    10. In case of proxy voting, please identify:
     
    Name of the proxy holder
     
     
    The number and % of voting rights held
     
     
    The date until which the voting rights will be held
     
     
     
     
    11. Additional information xvi
     
     
    This notification relates to the sale by GSK plc (via its indirectly wholly-owned subsidiaries, GSK (No.1) Scottish Limited Partnership and Glaxo Group Limited) of the entirety of its remaining interest in Haleon plc.
     
    GSK GP 1 Limited is the sole general partner of GSK (No.1) Scottish Limited Partnership.  GSK LP Limited is the sole limited partner of GSK (No.1) Scottish Limited Partnership.  Glaxo Group Limited and GSK (No.1) Scottish Limited Partnership held their shares in Haleon plc via a custodian, Vidacos Nominees Limited, which held the legal title to those shares on their behalf pursuant to a custody arrangement.
     
     
     
     
     
     
     
     
    Place of completion
    London, England
     
    Date of completion
    20 May 2024
     
     
     
    Amanda Mellor, Company Secretary
     
     
     
     
     
     
     
     
     
     
     
     
    SIGNATURE
     
     
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
     
     
     
    HALEON PLC
    (Registrant)
     
    Date: May 20, 2024
    By:
    /s/ Amanda Mellor
     
     
    Name:
    Amanda Mellor
     
     
    Title:
    Company Secretary
     
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