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    SEC Form 6-K filed by Haleon plc

    10/4/24 9:44:47 AM ET
    $HLN
    Package Goods/Cosmetics
    Consumer Discretionary
    Get the next $HLN alert in real time by email
    6-K 1 a0458h.htm HOLDING(S) IN COMPANY a0458h
    UNITED STATES
     
    SECURITIES AND EXCHANGE COMMISSION
     
    Washington, D.C. 20549
     
     
    FORM 6-K
     
    REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
     
    For the month of October 2024
     
    Commission File Number: 001-41411
     
    Haleon plc
    (Translation of registrant’s name into English)
     
    Building 5, First Floor, The Heights,
    Weybridge, Surrey, KT13 0NY
    (Address of principal executive offices)
     
     
    Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
     
     
    Form 20-F ☒
     
    Form 40-F ☐
     
     
     
    EXHIBIT INDEX
     
    Exhibit Number
    Description
    99.1
     04 October 2024 - “Holding(s) in Company”
     
     
    99.1
     
     
    4 October 2024
     
    HALEON PLC 
    ("Haleon" or "the Company")  
     
    TR-1: Standard form for notification of major holdings
     
    1. Issuer Details
     
    ISIN
    GB00BMX86B70
     
    Issuer Name
    HALEON PLC
     
    UK or Non-UK Issuer
    UK
     
    2. Reason for Notification
    An acquisition or disposal of voting rights
     
    3. Details of person subject to the notification obligation
    Name
    Pfizer Inc.
     
    City of registered office (if applicable)
    New York
     
    Country of registered office (if applicable)
    United States of America
     
    4. Details of the shareholder
    Name
    City of registered office
    Country of registered office
    State Street Nominees Limited
    London
    United Kingdom
    Guaranty Nominees Limited
    London
    United Kingdom
     
    5. Date on which the threshold was crossed or reached
    03-Oct-2024
     
    6. Date on which Issuer notified
    03-Oct-2024
     
    7. Total positions of person(s) subject to the notification obligation
     
    % of voting rights attached to shares (total of 8.A)
    % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
    Total of both in % (8.A + 8.B)
    Total number of voting rights held in issuer
    Resulting situation on the date on which threshold was crossed or reached
    15.040000
    0.000000
    15.040000
    1361709764
    Position of previous notification (if applicable)
    22.580000
    0.000000
    22.580000
     
     
    8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
     
    8A. Voting rights attached to shares
    Class/Type of shares ISIN code(if possible)
    Number of direct voting rights (DTR5.1)
    Number of indirect voting rights (DTR5.2.1)
    % of direct voting rights (DTR5.1)
    % of indirect voting rights (DTR5.2.1)
    Ordinary Shares GB00BMX86B70

    967251860

    10.680000
    Restricted ADSs

    394457904
     
    4.360000
    Sub Total 8.A
    1361709764
    15.040000%
     
    8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
    Type of financial instrument
    Expiration date
    Exercise/conversion period
    Number of voting rights that may be acquired if the instrument is exercised/converted
    % of voting rights
     
     
     
     
     
    Sub Total 8.B1
     
     
     
     
    8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
    Type of financial instrument
    Expiration date
    Exercise/conversion period
    Physical or cash settlement
    Number of voting rights
    % of voting rights
     
     
     
     
     
     
    Sub Total 8.B2
     
     
     
     
    9. Information in relation to the person subject to the notification obligation
    1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
     
    Ultimate controlling person
    Name of controlled undertaking
    % of voting rights if it equals or is higher than the notifiable threshold
    % of voting rights through financial instruments if it equals or is higher than the notifiable threshold
    Total of both if it equals or is higher than the notifiable threshold
     
     
     
     
     
     
    10. In case of proxy voting
    Name of the proxy holder
     
     
    The number and % of voting rights held
     
     
    The date until which the voting rights will be held
     
     
    11. Additional Information
     
    This notification relates to the sale by Pfizer Inc. ("Pfizer") of a portion of its interest in Haleon plc ("Haleon").Pfizer sold 640,000,000 Haleon ordinary shares ("Ordinary Shares") pursuant to a secondary offering announced on 30 September 2024. In connection with the offering, and in addition to the 640,000,000 Ordinary Shares in the offering, Pfizer sold 60,526,315 Ordinary Shares to Haleon in an off-market sale in accordance with the terms of a share purchase deed between Haleon and Pfizer that was previously approved by Haleon's shareholders.These calculations are based on Haleon's issued voting share capital of 9,053,360,882 ordinary shares with voting rights, as communicated by Haleon in their announcement on total voting rights and capital dated 3 October 2024.Pfizer holds its ordinary shares in Haleon through (i) State Street Nominees Limited, and (ii) Guaranty Nominees Limited (in respect of its American depositary shares representing Ordinary Shares), which hold the legal title to those shares on Pfizer's behalf.
     
    12. Date of Completion
    03-Oct-2024
     
    13. Place Of Completion
    New York                                                                                               
     
             
    Amanda Mellor, Company Secretary
     
     
     
     
     
     
     
    SIGNATURE
     
     
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
     
     
     
    HALEON PLC
    (Registrant)
     
    Date: October 04, 2024
    By:
    /s/ Amanda Mellor
     
     
    Name:
    Amanda Mellor
     
     
    Title:
    Company Secretary
     
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