SEC Form 6-K filed by Harmony Gold Mining Company Limited

9/25/24 11:43:19 AM ET

Precious Metals

Basic Materials

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6-K 1 sens-vestingandsettlementu.htm 6-K Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a16 OR 15d16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For September 25, 2024

Harmony Gold Mining Company Limited

Randfontein Office Park

Corner Main Reef Road and Ward Avenue Randfontein, 1759

South Africa

(Address of principal executive offices)

(Indicate by check mark whether the registrant files or will file annual reports under cover of

Form 20 F or Form 40F.)

Form 20F ☒ Form 40F ☐

(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g32(b) under the Securities Exchange Act of 1934.)

Yes ☐ No ☒

Harmony Gold Mining Company Ltd

Registration number: 1950/038232/06

Incorporated in the Republic of South Africa

ISIN: ZAE000015228

JSE share code: HAR

(“Harmony” or the “company”)

DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT

Johannesburg, Wednesday, 25 September 2024. In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following dealings in securities by directors and prescribed officers of Harmony in relation to the vesting and settlement of deferred share awards made pursuant to the provisions of the Harmony Deferred Share Plan 2018 are disclosed:


1.	Name of director:	PW Steenkamp
	Designation:	Chief Executive Officer

	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	183 974
	Number of ordinary shares retained:	65 134

	Date of transaction:	19 September 2024
	Number of vested shares sold:	103 936
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R18,192,437.76

	Date of transaction	20 September 2024
	Number of vested shares sold:	14 904
	Highest price per share:	R179.66
	Lowest price per share:	R176.83


			Volume weighted average price			R177.32
			Total value of shares:			R2,642,762.38

			Nature and extent of director’s interest:			Direct beneficial


2.	Name of director:	BP Lekubo
	Designation:	Financial Director
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	68 135
	Number of ordinary shares retained:	34 067

	Date of transaction:	19 September 2024
	Number of vested shares sold:	24 906
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R4,359,421.71

	Date of transaction:	20 September 2024
	Number of vested shares sold:	9 162
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,624,596.68

	Nature and extent of director’s interest:	Direct beneficial


3.	Name of director:	HE Mashego
	Designation:	Executive Director
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	61 111
	Number of ordinary shares retained:	31,111

	Date of transaction:	19 September 2024
	Number of vested shares sold:	22 812
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R3,992,898.42

	Date of transaction:	20 September 2024
	Number of vested shares sold:	7 188
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,274,568.97

	Nature and extent of prescribed officer’s interest:	Direct beneficial


4.	Name of prescribed officer:	B Nel
	Designation:	Group Chief Operating Officer
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	64 328
	Number of ordinary shares retained:	32 163
	Date of transaction:	19 September 2024
	Number of vested shares sold:	25 072
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R4,388,477.52

	Date of transaction:	20 September 2024
	Number of vested shares sold:	7 093
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,257,723.67

	Nature and extent of prescribed officer’s interest:	Direct beneficial


5.	Name of prescribed officer:	M van der Walt
	Designation:	Chief Corporate Officer
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	42 032
	Number of ordinary shares retained:	21 015
	Date of transaction:	19 September 2024
	Number of vested shares sold:	14 826
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R2,595,068.91

	Date of transaction:	20 September 2024
	Number of vested shares sold:	6 191
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,097,781.93

	Nature and extent of prescribed officer’s interest:	Direct beneficial


6.	Name of prescribed officer:	J van Heerden
	Designation:	Chief Development Officer


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			76 744
			Number of ordinary shares retained:			38 371
			Date of transaction			19 September 2024
			Number of vested shares sold:			30 483
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share:			R175.04
			Total value of shares:			R5,335,591.91

			Date of transaction:			20 September 2024
			Number of vested shares sold:			7 890
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32
			Total value of shares:			R1,399,046.91

			Nature and extent of prescribed officer’s interest:			Direct beneficial


7.	Name of prescribed officer:	A Buthelezi
	Designation:	Chief People Officer


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			41 890
			Number of ordinary shares retained:			14 544
			Date of transaction:			19 September 2024
			Number of vested shares sold:			24 442
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share:			R175.04
			Total value of shares:			R4,278,205.47

			Date of transaction:			20 September 2024
			Number of vested shares sold:			2 904
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32

			Total value of shares:			R514,934.38

			Nature and extent of prescribed officer’s interest:			Direct beneficial


8.	Name of company secretary:	SS Mohatla
	Designation:	Group Company Secretary


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			25 190

			Date of transaction			19 September 2024
			Number of vested shares sold			14 041
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share			R175.04
			Total value of shares:			R2,457,666.44

			Date of transaction:			20 September 2024
			Number of vested shares sold:			11 149
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32
			Total value of shares:			R1,976,929.53

			Nature and extent of company secretary’s interest:			Direct beneficial

Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements.

Ends.

For more details contact:

Jared Coetzer

Head of Investor Relations

+27 (0) 82 746 4120

Johannesburg, South Africa

25 September 2024

Sponsor:

J.P. Morgan Equities South Africa Proprietary Limited

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on

its behalf by the undersigned, thereunto duly authorized.

Harmony Gold Mining Company Limited

Date: September 25, 2024

By: /s/ Boipelo Lekubo

Name: Boipelo Lekubo

Title: Financial Director

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10/9/2025		Hold → Buy	HSBC Securities
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10/21/2024		Neutral	BofA Securities
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SEC Form 6-K filed by Harmony Gold Mining Company Limited

9/25/24 11:43:19 AM ET

$HMY

Precious Metals

Basic Materials

Get the next $HMY alert in real time by email

6-K 1 sens-vestingandsettlementu.htm 6-K Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a16 OR 15d16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For September 25, 2024

Harmony Gold Mining Company Limited

Randfontein Office Park

Corner Main Reef Road and Ward Avenue Randfontein, 1759

South Africa

(Address of principal executive offices)

(Indicate by check mark whether the registrant files or will file annual reports under cover of

Form 20 F or Form 40F.)

Form 20F ☒ Form 40F ☐

Yes ☐ No ☒

Harmony Gold Mining Company Ltd

Registration number: 1950/038232/06

Incorporated in the Republic of South Africa

ISIN: ZAE000015228

JSE share code: HAR

(“Harmony” or the “company”)

DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT


1.	Name of director:	PW Steenkamp
	Designation:	Chief Executive Officer

	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	183 974
	Number of ordinary shares retained:	65 134

	Date of transaction:	19 September 2024
	Number of vested shares sold:	103 936
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R18,192,437.76

	Date of transaction	20 September 2024
	Number of vested shares sold:	14 904
	Highest price per share:	R179.66
	Lowest price per share:	R176.83


			Volume weighted average price			R177.32
			Total value of shares:			R2,642,762.38

			Nature and extent of director’s interest:			Direct beneficial


2.	Name of director:	BP Lekubo
	Designation:	Financial Director
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	68 135
	Number of ordinary shares retained:	34 067

	Date of transaction:	19 September 2024
	Number of vested shares sold:	24 906
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R4,359,421.71

	Date of transaction:	20 September 2024
	Number of vested shares sold:	9 162
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,624,596.68

	Nature and extent of director’s interest:	Direct beneficial


3.	Name of director:	HE Mashego
	Designation:	Executive Director
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	61 111
	Number of ordinary shares retained:	31,111

	Date of transaction:	19 September 2024
	Number of vested shares sold:	22 812
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R3,992,898.42

	Date of transaction:	20 September 2024
	Number of vested shares sold:	7 188
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,274,568.97

	Nature and extent of prescribed officer’s interest:	Direct beneficial


4.	Name of prescribed officer:	B Nel
	Designation:	Group Chief Operating Officer
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	64 328
	Number of ordinary shares retained:	32 163
	Date of transaction:	19 September 2024
	Number of vested shares sold:	25 072
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R4,388,477.52

	Date of transaction:	20 September 2024
	Number of vested shares sold:	7 093
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,257,723.67

	Nature and extent of prescribed officer’s interest:	Direct beneficial


5.	Name of prescribed officer:	M van der Walt
	Designation:	Chief Corporate Officer
	Nature of transaction:	Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
	Vesting Date:	18 September 2024
	Class of securities:	Ordinary shares

	Number of ordinary shares vested:	42 032
	Number of ordinary shares retained:	21 015
	Date of transaction:	19 September 2024
	Number of vested shares sold:	14 826
	Highest price per share:	R178.32
	Lowest price per share:	R173.86
	Volume weighted average price per share:	R175.04
	Total value of shares:	R2,595,068.91

	Date of transaction:	20 September 2024
	Number of vested shares sold:	6 191
	Highest price per share:	R179.66
	Lowest price per share:	R176.83
	Volume weighted average price:	R177.32
	Total value of shares:	R1,097,781.93

	Nature and extent of prescribed officer’s interest:	Direct beneficial


6.	Name of prescribed officer:	J van Heerden
	Designation:	Chief Development Officer


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			76 744
			Number of ordinary shares retained:			38 371
			Date of transaction			19 September 2024
			Number of vested shares sold:			30 483
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share:			R175.04
			Total value of shares:			R5,335,591.91

			Date of transaction:			20 September 2024
			Number of vested shares sold:			7 890
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32
			Total value of shares:			R1,399,046.91

			Nature and extent of prescribed officer’s interest:			Direct beneficial


7.	Name of prescribed officer:	A Buthelezi
	Designation:	Chief People Officer


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			41 890
			Number of ordinary shares retained:			14 544
			Date of transaction:			19 September 2024
			Number of vested shares sold:			24 442
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share:			R175.04
			Total value of shares:			R4,278,205.47

			Date of transaction:			20 September 2024
			Number of vested shares sold:			2 904
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32

			Total value of shares:			R514,934.38

			Nature and extent of prescribed officer’s interest:			Direct beneficial


8.	Name of company secretary:	SS Mohatla
	Designation:	Group Company Secretary


			Nature of transaction:			Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018
			Vesting Date:			18 September 2024
			Class of securities:			Ordinary shares

			Number of ordinary shares vested:			25 190

			Date of transaction			19 September 2024
			Number of vested shares sold			14 041
			Highest price per share:			R178.32
			Lowest price per share:			R173.86
			Volume weighted average price per share			R175.04
			Total value of shares:			R2,457,666.44

			Date of transaction:			20 September 2024
			Number of vested shares sold:			11 149
			Highest price per share:			R179.66
			Lowest price per share:			R176.83
			Volume weighted average price:			R177.32
			Total value of shares:			R1,976,929.53

			Nature and extent of company secretary’s interest:			Direct beneficial

Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements.

Ends.

For more details contact:

Jared Coetzer

Head of Investor Relations

+27 (0) 82 746 4120

Johannesburg, South Africa

25 September 2024

Sponsor:

J.P. Morgan Equities South Africa Proprietary Limited

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on

its behalf by the undersigned, thereunto duly authorized.

Harmony Gold Mining Company Limited

Date: September 25, 2024

By: /s/ Boipelo Lekubo

Name: Boipelo Lekubo

Title: Financial Director

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Recent Analyst Ratings for

$HMY

Date	Price Target	Rating	Analyst
10/9/2025		Hold → Buy	HSBC Securities
7/17/2025	$16.00	Market Perform	BMO Capital Markets
10/21/2024		Neutral	BofA Securities
10/10/2024		Underweight → Neutral	JP Morgan
4/19/2024		Hold → Reduce	HSBC Securities
12/12/2023		Neutral → Underweight	JP Morgan
11/14/2023		Reduce → Hold	HSBC Securities
10/18/2023		Equal-Weight → Underweight	Morgan Stanley

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