SEC Form 6-K filed by National Grid Transco PLC National Grid PLC (NEW)
$NGG
Natural Gas Distribution
Utilities
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
________________________________________________________
FORM 6-K
________________________________________________________
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 29 August 2024
Commission File Number: 001-14958
________________________________________________________
NATIONAL
GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
________________________________________________________
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
________________________________________________________
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Exhibit
99.1 Announcement sent to the London Stock Exchange on 01 August
2024 —
Director/PDMR Shareholding
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99.2
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Exhibit
99.2 Announcement sent to the London Stock Exchange on 01 August
2024 — Total Voting Rights
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99.3
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Exhibit
99.3 Announcement sent to the London Stock Exchange on 08 August
2024 —
Director/PDMR Shareholding
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99.4
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Exhibit
99.4 Announcement sent to the London Stock Exchange on 08 August
2024 — Publication of a Prospectus
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Exhibit
99.1
1 August 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging
Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article 19 of the
Market Abuse Regulation ('MAR') and relates to the purchase of
American Depositary Shares by Paula Rosput Reynolds. On 31 July
2024, the Company received notification of the following
transactions as detailed below.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Paula Rosput Reynolds
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2
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Reason for the notification
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a)
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Position/status
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Chair
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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American Depository Shares
US 6362744095
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b)
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Nature of the transaction
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Purchase of American Depository Shares.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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USD 56.1199
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1,000
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.06.14
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f)
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Place of the transaction
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New York Stock Exchange (NYSE)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Paula Rosput Reynolds
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2
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Reason for the notification
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a)
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Position/status
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Chair
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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American Depository Shares
US 6362744095
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b)
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Nature of the transaction
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Purchase of American Depository Shares.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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USD 56.57
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885
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.06.17
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f)
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Place of the transaction
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New York Stock Exchange (NYSE)
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Exhibit
99.2
1 August 2024
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 1 August 2024 consisted of
5,126,611,643 ordinary shares, of which, 240,780,983 were held
as treasury shares; leaving a balance of 4,885,830,660 with voting
rights.
The figure of 4,885,830,660 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Julian Baddeley
Group Company Secretary
Exhibit
99.3
8 August 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR'). In accordance with MAR, the
relevant Financial Conduct Authority ('FCA') notifications are set
out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.7459
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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a)
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Position/status
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Chief
Executive
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.7459
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15
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief
People and Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.7459
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.4
8th August 2024
National Grid plc / National Grid Electricity Transmission
plc
Publication of a Prospectus
The following prospectus has been approved by the Financial Conduct
Authority and is available for viewing:
The Prospectus dated 8th August 2024
(the "Prospectus") for the National Grid plc and National Grid
Electricity Transmission plc Euro 20,000,000,000 Euro Medium Term
Note Programme.
To view the full document, please paste the following URL into the
address bar of your browser:
A copy of the Prospectus has been submitted to the National Storage
Mechanism and will shortly be available to the public for
inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
For further information, please contact:
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Kwok Liu
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+44 (0) 7900 405 729 (m)
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Deputy Treasurer, Funding & Investment
National Grid plc
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Danielle Dominey-Kent
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+44 (0) 7977 054 575 (m)
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Corporate Communications
National Grid plc
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DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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By:
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Beth Melges
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Beth Melges
Head of Plc Governance
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Date:
29 August
2024