SEC Form 6-K filed by National Grid Transco PLC National Grid PLC (NEW)
$NGG
Natural Gas Distribution
Utilities
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
_________________________________________________
FORM 6-K
_________________________________________________
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 30 September 2024
Commission File Number: 001-14958
_________________________________________________
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
_________________________________________________
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
_________________________________________________
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Exhibit
99.1 Announcement sent to the London Stock Exchange on 30 August
2024 —
Director/PDMR Shareholding
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99.2
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Exhibit
99.2 Announcement sent to the London Stock Exchange on 02 September
2024 — Total Voting Rights
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99.3
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Exhibit
99.3 Announcement sent to the London Stock Exchange on 10 September
2024 — Director/PDMR Shareholding
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Exhibit
99.1
30 August 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the following
PDMR acquiring shares following the partial vesting of an award
under the Company's Retention Award Plan
('RAP').
This vesting relates to the RAP Award made to Will Serle, PDMR on 1
June 2022. The award was conditional on continued employment with
the Company and on the satisfaction of the performance conditions
approved by the Remuneration Committee, which
(after tax on the gross award) must be retained until the
shareholding requirement is met. The award is subject to malus and
clawback provisions.
The Company also announces a correction to an announcement made on
14 June 2024. On 29 August 2024, the Company was notified that, due
to an administration error, it was incorrectly announced that Will
Serle, Chief
People & Culture Officer, sold 97 rights under the Share
Incentive Plan pursuant to the 2024 Rights Issue. The amended
announcement is included below in full which shows his full take-up
of these rights.
The date of notification of these transactions was 29 August
2024.
In accordance with MAR the relevant Financial Conduct Authority
modification is set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief People and Culture Officer
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Shares acquired following the vesting of the fifth tranche of
shares in respect of the 1 June 2022 RAP Award.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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Nil
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4,743
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.06.26
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Automatic disposal of shares resulting from RAP Award exercise to
cover tax liabilities.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£8.958
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4,778
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.06.26
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief People and Culture Officer
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b)
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Initial notification /Amendment
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Amendment
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Acquisition of shares from a full take-up of rights over a Share
Incentive Plan holding pursuant to the 2024 Rights
Issue.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
6.45
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97
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.06.03
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.2
2 September 2024
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 August 2024 consisted
of 5,126,611,643 ordinary shares, of which, 240,745,366 were
held as treasury shares; leaving a balance of 4,885,866,277 with
voting rights.
The figure of 4,885,866,277 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Julian Baddeley
Group Company Secretary
Exhibit
99.3
10 September 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR'). In accordance with MAR, the
relevant Financial Conduct Authority ('FCA') notifications are set
out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.2791
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.09.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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a)
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Position/status
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Chief
Executive
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.2791
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.09.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief
People and Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
10.2791
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14
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2024.09.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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By:
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Beth Melges
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Beth Melges
Head of Plc Governance
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Date:
30
September 2024