SEC Form 6-K filed by National Grid Transco PLC National Grid PLC (NEW)
$NGG
Natural Gas Distribution
Utilities
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 31 March 2025
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit
No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 03 March
2025 —
Total Voting Rights
|
|
99.2
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 10 March
2025 —
Director/PDMR Shareholding
|
|
99.3
|
Exhibit
99.3 Announcement sent to the London Stock Exchange on 11 March
2025 —
Director/PDMR Shareholding
|
Exhibit
99.1
3 March 2025
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 28 February 2025 consisted
of 5,132,617,708 ordinary shares, of which, 240,357,022 were
held as treasury shares; leaving a balance of 4,892,260,686 with
voting rights.
The figure of 4,892,260,686 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Julian Baddeley
Group Company Secretary
Exhibit
99.2
10 March 2025
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR'). In accordance with MAR, the
relevant Financial Conduct Authority ('FCA') notifications are set
out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Andy
Agg
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National
Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
9.1909
|
17
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.07
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
John
Pettigrew
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Executive
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National
Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
9.1909
|
16
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.07
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Will
Serle
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
People and Culture Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National
Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
9.1909
|
17
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.07
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
Exhibit
99.3
11 March 2025
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the following
PDMRs acquiring shares following partial vestings of awards under
the Company's Retention Award Plan
('RAP').
The vestings relate to RAP Awards made to Will Serle on 1 June 2022
and Talvis Love on 3 June 2024. The RAP awards were conditional on
continued employment with the Company and on the satisfaction of
the performance conditions approved by the Remuneration Committee,
which (after tax on the gross award) must be retained until the
shareholding requirements are met. The RAP awards are subject to
malus and clawback provisions.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Will Serle
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief People and Culture Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National
Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Shares acquired following the vesting of the sixth tranche of
shares in respect of the 1 June 2022 RAP Award.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
13,386
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.10
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Automatic disposal of shares resulting from RAP Award exercise to
cover tax liabilities.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£9.381
|
6,717
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.10
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Talvis Love
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief Digital and Information Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National
Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depository Shares
US 6362744095
|
|
|
b)
|
Nature of the transaction
|
Shares acquired following the vesting of the first tranche of
shares in respect of the 3 June 2024 RAP Award.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
Nil
|
10,624
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.10
|
|
|
f)
|
Place of the transaction
|
New
York Stock Exchange (NYSE)
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depository Shares
US 6362744095
|
|
|
b)
|
Nature of the transaction
|
Automatic disposal of shares resulting from RAP Award exercise to
cover tax liabilities.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$62.090
|
3,286
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
2025.03.10
|
|
|
f)
|
Place of the transaction
|
New
York Stock Exchange (NYSE)
|
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
NATIONAL GRID
plc
|
|
|
|
|
|
|
|
By:
|
Beth Melges
|
|
|
|
Beth Melges
Head of Plc Governance
|
Date:
31 March
2025