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    SEC Form 6-K filed by Nomura Holdings Inc ADR

    6/24/25 6:04:53 AM ET
    $NMR
    Investment Bankers/Brokers/Service
    Finance
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    6-K 1 d75314d6k.htm FORM 6-K Form 6-K
     
     

    FORM 6-K

    U.S. SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    Report of Foreign Private Issuer

    Pursuant to Rule 13a-16 or 15d-16 of

    the Securities Exchange Act of 1934

    Commission File Number: 1-15270

    For the month of June 2025

    NOMURA HOLDINGS, INC.

    (Translation of registrant’s name into English)

    13-1, Nihonbashi 1-chome

    Chuo-ku, Tokyo 103-8645

    Japan

    (Address of principal executive offices)

    Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

    Form 20-F  X     Form 40-F    

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):     

     

     
     


    Information furnished on this form:

    EXHIBIT

    Exhibit Number

     

    1.

    (English Translation) Nomura Announces Top Management Appointments

    The registrant hereby incorporates Exhibit 1 to this report on Form 6-K by reference (i) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, filed with the SEC on December 19, 2024 and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-273353) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 20, 2023.


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

        NOMURA HOLDINGS, INC.
    Date: June 24, 2025     By:  

    /s/ Yoshifumi Kishida

          Yoshifumi Kishida
          Senior Managing Director


    LOGO

    Nomura Announces Top Management Appointments

    Tokyo, June 24, 2025—Nomura Holdings, Inc. announced the appointment of members of its Board of Directors and Executive Officers that were made respectively at the Annual General Meeting of the Shareholders and the Board of Directors meeting held today.

    1. Directors

     

    Koji Nagai    Chairman of the Board of Directors          
    Kentaro Okuda    Director    Executive Officer     
    Yutaka Nakajima    Director    Executive Officer     
    Shoji Ogawa    Director    Member of the Audit Committee (full-time) and Board Risk Committee     
    Victor Chu    Outside Director    Member of the Audit Committee    Chairman and Chief Executive Officer of First Eastern Investment Group
    J. Christopher Giancarlo    Outside Director    Member of the Board Risk Committee   

    Senior Counsel of Willkie Farr & Gallagher LLP

    Former Chairman of the U.S. Commodity Futures Trading Commission

    Patricia Mosser    Outside Director    Chairperson of the Board Risk Committee   

    Senior Research Scholar and Director of Columbia University, School of International and Public Affairs (SIPA)

    Former Deputy Director of the Office of Financial Research (OFR), U.S. Treasury Department

    Former Senior Vice President of the Federal Reserve Bank of New York (FRBNY)

    Takahisa Takahara    Outside Director    Member of the Nomination Committee and Compensation Committee    Representative Director, President & CEO of Unicharm Corporation
    Miyuki Ishiguro    Outside Director    Member of the Nomination Committee, Compensation Committee and Board Risk Committee   

    Lawyer

    Partner of Nagashima Ohno & Tsunematsu

    Masahiro Ishizuka    Outside Director    Chairman of the Audit Committee   

    Certified Public Accountant

    Former Partner of Deloitte Touche Tohmatsu LLC

    Taku Oshima    Outside Director    Chairman of the Nomination Committee and Compensation Committee    Chairman and Representative Director of NGK INSULATORS, LTD.

    Nellie Liang

    (New Appointment)

       Outside Director    Member of the Board Risk Committee   

    Former Under Secretary for Domestic Finance, U.S. Department of the Treasury

    Former Director of Division of Financial Stability, U.S. Federal Reserve Board (FRB)

    Former Visiting Scholar of Monetary and Capital Markets, the International Monetary Fund (IMF)


    2. Executive Officers

     

    Kentaro Okuda   

    Group CEO

    Representative Director and President of Nomura Securities Co., Ltd.

       Director, Representative Executive Officer and President
    Yutaka Nakajima         Director, Representative Executive Officer and Deputy President
    Toshiyasu Iiyama    Chief of Staff and Head of China Committee    Executive Officer, Deputy President
    Takumi Kitamura    Chief Transformation Officer (CTO)    Executive Officer
    Sotaro Kato    Chief Risk Officer (CRO) (based in New York)    Executive Officer
    Christopher Willcox    Head of Wholesale and Chairman of Investment Management (based in New York)    Executive Officer

    Hiroyuki Moriuchi

    (New Appointment)

       Chief Financial Officer (CFO)    Executive Officer

     

     

     

      ends   

     

    For further information please contact:

     

    Name

      

    Company

      

    Telephone

    Kenji Yamashita   

    Nomura Holdings, Inc.

    Group Corporate Communications Dept.

       81-3-3278-0591

    Nomura

    Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

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