UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Form 6-K
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REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of October 2023
Commission File Number: 001-41407
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TOP FINANCIAL GROUP LIMITED
(Translation of registrant’s name into English)
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118 Connaught Road West
Room 1101
Hong Kong
(Address of principal executive office)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
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Form 20-F |
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Form 40-F |
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
TOP Financial Group Limited is filing this Report on Form 6-K to provide its proxy statement and notice of an annual meeting of shareholders.
Exhibit Index
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Exhibit No. |
Description |
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99.1 |
Proxy Statement and Notice of Annual Meeting of Shareholders |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Date: October 16, 2023 |
TOP Financial Group Limited |
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By: |
/s/ Ka Fai Yuen |
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Name: |
Ka Fai Yuen |
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Title: |
Chief Executive Officer |
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