UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Great Elm Capital Corp.
(Exact name of registrant as specified in its charter)
Maryland (State or
other jurisdiction |
81-2621577 (I.R.S. Employer Identification No.) | |
3801 PGA Blvd., Suite 603 Palm Beach Gardens, Florida (Address of principal executive offices) |
33410 (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of exchange on which each class is to be registered |
7.75% Notes due 2030 | The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: Registration No. 333-283503
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. | Description of Registrant’s Securities to be Registered. |
The securities to be registered hereunder are 7.75% notes due 2030 (the “Notes”) of Great Elm Capital Corp. (the “Company”). The description of the Notes contained in the section entitled “Description of the Notes” in the prospectus supplement, dated September 4, 2025, and the section entitled “Description of Our Debt Securities” in the prospectus, dated January 13, 2025, included in the Company’s Registration Statement on Form N-2 (File No. 333-283503), initially filed with the Securities and Exchange Commission on November 27, 2024 (as amended, the “Registration Statement”) are hereby incorporated by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is hereby also incorporated by reference herein. The Notes are expected to be listed on The Nasdaq Global Market under the trading symbol “GECCG,” and to trade thereon within 30 days from the original issue date.
Item 2. | Exhibits. |
(a) | Amended and Restated Articles of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Form 8-K (File No. 814-01211) filed on November 7, 2016) |
(a)(1) | Amendment to Amended and Restated Articles of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Form 8-K (File No. 814-01211) filed on March 2, 2022) |
(b) | Bylaws of the Company (incorporated by reference to Exhibit 2 to the Registration Statement on Form N-14 (File No. 333-212817) filed on August 1, 2016) |
(c) | Indenture, dated as of September 18, 2017, between the Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as trustee (incorporated by reference to Exhibit 4.1 to the Form 8-K/A (File No. 814-01211) filed on September 21, 2017) |
(d) | Eighth Supplemental Indenture, dated as of September 11, 2025, relating to the 7.75% Notes due 2030, between the Company and Equiniti Trust Company, LLC, as trustee (incorporated by reference to Exhibit 4.1 to the Form 8-K (File No. 814-01211) filed on September 11, 2025) |
(e) | Form of Global Note representing the Company’s 7.75% Note due 2030 (incorporated by reference to Exhibit 4.2 to the Form 8-K (File No. 814-01211) filed on September 11, 2025) |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
GREAT ELM CAPITAL CORP. | |||
(Registrant) | |||
Date: September 11, 2025 | By: | /s/ Keri A. Davis | |
Name: | Keri A. Davis | ||
Title: | Chief Financial Officer |