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    SEC Form 8-K filed by Houlihan Lokey Inc.

    1/29/26 5:07:56 PM ET
    $HLI
    Investment Managers
    Finance
    Get the next $HLI alert in real time by email
    8-K
    false 0001302215 0001302215 2026-01-24 2026-01-24
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    PURSUANT TO SECTION 13 OR 15(d)

    OF THE SECURITIES EXCHANGE ACT OF 1934

    Date of report (Date of earliest event reported):

    January 24, 2026

     

     

    Houlihan Lokey, Inc.

    (Exact Name of Registrant as Specified in Charter)

     

     

     

    Delaware   001-37537   95-2770395
    (State or Other Jurisdiction
    of Incorporation)
     

    (Commission

    File Number)

      (IRS Employer
    Identification No.)

     

    10250 Constellation Blvd.
    5th Floor
    Los Angeles, California 90067
    (Address of principal executive offices) (Zip Code)

    310-553-8871

    Registrant’s telephone number, including area code:

    N/A

    (Former Name or Former Address, if Changed Since Last Report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class

     

    Trading
    Symbol(s)

     

    Name of each exchange
    on which registered

    Class A Common Stock, par value $0.001   HLI   New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐    

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 5.02

    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    (b)  On January 24, 2026, director Robert A. Schriesheim, who has served as a director of Houlihan Lokey, Inc. (the “Company”) since July 2015, informed the Company that he does not intend to stand for reelection when his term expires at the Company’s 2027 Annual Meeting of Shareholders.


    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    HOULIHAN LOKEY, INC.
    By:  

    /s/ J. Lindsey Alley

    Name:   J. Lindsey Alley
    Title:   Chief Financial Officer

    Date: January 29, 2026

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