UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
New York Mortgage Trust, Inc. | |
(Exact name of registrant as specified in its charter)
| |
Maryland | 47-0934168 |
(State or other jurisdiction of incorporation) |
(IRS Employer Identification No.) |
90 Park Avenue, New York New York |
10016 |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered | |
9.125% Senior Notes due 2029 | The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨
Securities Act registration statement or Regulation A offering statement file number to which this form relates: File No. 333-258589
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. | Description of Registrant’s Securities to be Registered. |
The description of the 9.125% Senior Notes due 2029 of New York Mortgage Trust, Inc. (the “Registrant”) is set forth under the heading “Description of the Notes” included in the Registrant’s prospectus supplement dated June 25, 2024, as filed with the Securities and Exchange Commission (the “Commission”) on June 26, 2024, pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and under the heading “Description of Debt Securities” in the accompanying prospectus that constitutes a part of the Registrant’s registration statement on Form S-3ASR (File No. 333-258589), which became automatically effective upon filing with the Commission on August 6, 2021, which information is incorporated herein by reference.
Item 2. | Exhibits. |
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* | Filed herewith. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
NEW YORK MORTGAGE TRUST, INC. | ||
Date: June 28, 2024 | By: | /s/ Kristine R. Nario-Eng |
Kristine R. Nario-Eng | ||
Chief Financial Officer |
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