• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 8-A12B filed by Redwood Trust Inc.

    6/18/24 6:02:27 AM ET
    $RWT
    Real Estate Investment Trusts
    Real Estate
    Get the next $RWT alert in real time by email
    8-A12B 1 tm2417436d1_8a12b.htm 8-A12B

     

     

    UNITED STATES 

    SECURITIES AND EXCHANGE COMMISSION 

    WASHINGTON, D.C. 20549

     

     

     

    FORM 8-A

     

     

     

    FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES 

    PURSUANT TO SECTION 12(b) OR (g) OF 

    THE SECURITIES EXCHANGE ACT OF 1934

     

     

     

    REDWOOD TRUST, INC. 

    (Exact name of registrant as specified in its charter)

     

     

     

    Maryland   68-0329422
    (State of incorporation or organization)   (I.R.S. Employer Identification No.)
       

    One Belvedere Place Suite 300

    Mill Valley, California

      94941
    (Address of principal executive offices)   (Zip Code)

     

    Securities to be registered pursuant to Section 12(b) of the Act:

     

    Title of each class

    to be so registered

     

    Name of each exchange on which

    each class is to be registered

    9.00% Senior Notes Due 2029   The New York Stock Exchange

     

    If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

     

    If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

     

    If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

     

    Securities Act registration statement file numbers to which this form relates: 

    333-263301.

     

    Securities to be registered pursuant to Section 12(g) of the Act: 

    None.

     

     

     

     

     

    INFORMATION REQUIRED IN REGISTRATION STATEMENT

     

    Item 1. Description of Registrant’s Securities to be Registered.

     

    Redwood Trust, Inc. (the “Company”) hereby incorporates by reference herein the description of its 9.00% Senior Notes due 2029 (the “Notes”), to be registered hereunder, set forth under the heading “Description of the Notes” in the Company’s prospectus supplement, dated June 13, 2024 to the prospectus, dated March 4, 2022 (the “Prospectus”), constituting part of the Registration Statement on Form S-3 (File No. 333-263301) of the Company, filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), the related information under the heading “Description of Debt Securities” in the Prospectus, and any description included in a form of prospectus supplement subsequently filed by the Company under Rule 424(b) under the Securities Act. The Notes are expected to be listed on the New York Stock Exchange.

     

    Item 2. Exhibits.

     

    The documents listed below are filed as exhibits to this registration statement:

     

    Exhibit
    Number
      Description
       
    3.1   Articles of Amendment and Restatement of Redwood Trust, Inc., effective July 6, 1994 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.1   Articles Supplementary of Redwood Trust, Inc., effective August 11, 1994 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.1, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.2   Articles Supplementary of Redwood Trust, Inc., effective August 14, 1995 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.2, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.3   Articles Supplementary of Redwood Trust, Inc., effective August 9, 1996 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.3, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.4   Certificate of Amendment of Redwood Trust, Inc., effective June 30, 1998 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.4, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.5   Articles Supplementary of Redwood Trust, Inc., effective April 10, 2003 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.5, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.6   Articles of Amendment of Redwood Trust, Inc., effective June 12, 2008 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2008, Exhibit 3.1.6, filed on August 6, 2008) (File No. 001-13759)
         
    3.1.7   Articles of Amendment effective May 19, 2009 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on May 21, 2009) (File No. 001-13759)
         
    3.1.8   Articles of Amendment effective May 24, 2011 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on May 20, 2011) (File No. 001-13759)

     

     

     

     

    3.1.9   Articles of Amendment effective May 18, 2012 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on May 21, 2012) (File No. 001-13759)
         
    3.1.10   Articles of Amendment effective May 16, 2013 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on May 21, 2013) (File No. 001-13759)
         
    3.1.11   Articles of Amendment effective May 15, 2019 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on May 17, 2019) (File No. 001-13759)
         
    3.1.12   Articles of Amendment effective June 15, 2020 (incorporated by reference to Redwood Trust, Inc.’s Current Report on Form 8-K, Exhibit 3.1, filed on June 15, 2020) (File No. 001-13759)
       
    3.2   Articles Supplementary designating Redwood Trust, Inc.’s 10.00% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock (incorporated by reference to Redwood Trust, Inc.’s  Form 8-A, Exhibit 3.2, filed on January 13, 2023) (File No. 001-13759)
       
    3.3   Amended and Restated Bylaws of Redwood Trust, Inc., as adopted on November 2, 2022 (incorporated by reference to Redwood Trust, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2022, Exhibit 3.2.1, filed on November 7, 2022) (File No. 001-13759)
       
    4.1   Form of Specimen Certificate for Redwood Trust, Inc.’s 10.00% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock (incorporated by reference to Redwood Trust, Inc.’s  Form 8-A, Exhibit 4.1, filed on January 13, 2023) (File No. 001-13759)
         
    4.2   Fourth Supplemental Indenture, dated January 22, 2024, between Redwood Trust, Inc. and Wilmington Trust, National Association, as Trustee (incorporated by reference to Redwood Trust, Inc.’s  Form 8-A, Exhibit 4.2, filed on January 22, 2024) (File No. 001-13759)
         
    4.3   Form of 9.125% Senior Notes due 2029 (included as Exhibit A to the Fourth Supplemental Indenture, incorporated by reference to Redwood Trust, Inc.’s Form 8-A, Exhibit 4.2, filed on January 22, 2024) (File No. 001-13759)
         
    4.4*   Fifth Supplemental Indenture, dated June 18, 2024, between Redwood Trust, Inc. and Wilmington Trust, National Association, as Trustee
         
    4.5*   Form of 9.00% Senior Notes due 2029 (included as Exhibit A to the Fifth Supplemental Indenture, filed as Exhibit 4.4 hereto)
         

     

    * Filed herewith.

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, Redwood Trust, Inc. has duly caused this registration statement to be signed on its behalf by the undersigned thereto duly authorized.

     

    Date: June 18, 2024 REDWOOD TRUST, INC.
       
      By: /s/ Brooke E. Carillo
        Name: Brooke E. Carillo
        Title: Chief Financial Officer

     

     

     

    Get the next $RWT alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $RWT

    DatePrice TargetRatingAnalyst
    12/9/2024$8.00 → $7.00Overweight → Neutral
    Analyst
    4/11/2024Outperform → Neutral
    Wedbush
    12/6/2023$9.00Buy
    UBS
    12/5/2023$8.50Neutral → Buy
    BTIG Research
    6/15/2023$7.00Overweight → Neutral
    Piper Sandler
    10/5/2022$9.00Outperform
    Wedbush
    8/31/2022Buy → Neutral
    BTIG Research
    5/13/2022$11.50Overweight
    JP Morgan
    More analyst ratings

    $RWT
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Redwood Trust Announces Second Quarter 2025 Common and Preferred Dividends

      Redwood Trust, Inc. (NYSE:RWT, "Redwood" or the "Company")), a leader in expanding access to housing for homebuyers and renters, today announced that its Board of Directors (the "Board") has declared second quarter 2025 common and preferred stock dividends. Common Stock Dividend The Board has authorized the declaration of a second quarter 2025 regular common stock dividend of $0.18 per share, unchanged from the first quarter of 2025. This marks the Company's 104th consecutive quarterly common dividend. The second quarter 2025 common stock dividend is payable on June 30, 2025 to stockholders of record on June 23, 2025. Preferred Stock Dividend In accordance with the terms of Redwood'

      6/12/25 4:15:00 PM ET
      $RWT
      Real Estate Investment Trusts
      Real Estate
    • Redwood Trust Reports First Quarter 2025 Financial Results

      Redwood Trust, Inc. (NYSE:RWT, ", Redwood", , the ", Company", )), a leader in expanding access to housing for homebuyers and renters, today reported its financial results for the quarter ended March 31, 2025. Key Q1 2025 Financial Results and Metrics GAAP book value per common share was $8.39 at March 31, 2025, relative to $8.46 per share at December 31, 2024 Economic return on book value of 1.3% for the first quarter(1) GAAP net income related to common stockholders of $14.4 million or $0.10 per basic and diluted common share Non-GAAP Earnings Available for Distribution ("EAD") of $19.8 million or $0.14 per basic common share(2) Recourse leverage ratio of 2.5x at March 31, 20

      4/30/25 4:15:00 PM ET
      $RWT
      Real Estate Investment Trusts
      Real Estate
    • Redwood Trust Announces Date of First Quarter 2025 Financial Results Webcast and Conference Call

      Redwood Trust, Inc. (NYSE:RWT, "Redwood" or the "Company")), a leader in expanding access to housing for homebuyers and renters, is scheduled to release its first quarter 2025 results on Wednesday, April 30, 2025 after the close of the New York Stock Exchange. In addition, Redwood's senior management team plans to hold a conference call to discuss its first quarter 2025 financial results later that same day at 5:00 p.m. Eastern Time / 2:00 p.m. Pacific Time. Webcast Information The conference call will be webcast live in listen-only mode through the News & Events section of Redwood Trust's Investor Relations website at https://www.redwoodtrust.com/investor-relations/news-events/events. To

      4/16/25 4:15:00 PM ET
      $RWT
      Real Estate Investment Trusts
      Real Estate