SEC Form 8-K filed by CytomX Therapeutics Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
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| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On June 12, 2024, CytomX Therapeutics, Inc. (the “Company”) appointed Chris Ogden to serve as the Company’s Chief Financial Officer effective June 15, 2024 (the “Effective Date”). This position is a promotion from Mr. Ogden’s current position serving as the Company’s Senior Vice President, Finance and Accounting. Mr. Ogden will continue to serve as Principal Accounting Officer and Principal Financial Officer, which designation he has held since September 2022. Mr. Ogden’s biographical data is incorporated herein by reference as set forth in the Company’s proxy statement filed on April 4, 2024.
There are currently no arrangements or understandings between Mr. Ogden and any other person pursuant to which Mr. Ogden was selected as an executive officer. There are no family relationships between Mr. Ogden and any director or other executive officer of the Company, or with any person nominated or chosen to become an officer or a director of the Company. The Company has had no transactions since the beginning of its last fiscal year, and has no transactions currently proposed, in which Mr. Ogden, or any member of his immediate family, has an interest requiring disclosure under Item 404(a) of Regulation S-K.
In connection with Mr. Ogden’s appointment as Chief Financial Officer, Mr. Ogden was granted (i) a stock option award (the “Option Award”) to purchase 75,000 shares of the Company’s common stock, with an exercise price equal to the closing price of the Company’s common stock as reported on the date of grant and (ii) a restricted stock unit award for 17,500 shares of the Company’s common stock (the “RSU Award”). The Option Award and the RSU Award will each be made pursuant to the Company’s 2015 Equity Incentive Plan.
In connection with his designation as Principal Financial Officer and Principal Accounting Officer in September 2022, the Company entered into an indemnification agreement with Mr. Ogden in accordance with the Company’s standard practice and pursuant to the form previously approved by the Board and the Company’s stockholders, which form was filed as Exhibit 10.16 to the Company’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on August 28, 2015.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| CYTOMX THERAPEUTICS, INC. | ||||||
| Date: June 17, 2024 | By: | /s/ Lloyd Rowland | ||||
| Lloyd Rowland | ||||||
| SVP, General Counsel | ||||||