• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 8-K filed by NYLI MacKay DefinedTerm Muni Opportunities Fund

    12/9/24 7:00:29 AM ET
    $MMD
    Investment Managers
    Finance
    Get the next $MMD alert in real time by email
    NYLI MacKay DefinedTerm Municipal Opportunities Fund
    --05-31 false 0001518557 0001518557 2024-12-03 2024-12-03

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): December 3, 2024

     

     

    NYLI MACKAY DEFINEDTERM MUNI OPPORTUNITIES FUND

    (Exact name of Registrant as specified in its charter)

     

     

     

    Delaware   811-22551   45-1681733

    (State or other jurisdiction

    of incorporation)

     

    (Commission

    File Number)

     

    (I.R.S. Employer

    Identification No.)

    51 Madison Avenue, New York, NY 10010

    (Address of Principal Executive Offices) (Zip Code)

    Registrant’s telephone number, including area code: (212) 576-7000

     

     

    (Former name or former address, if changed since last report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

      ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

      ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

      ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

      ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

      

    Trading

    Symbol(s)

      

    Name of each exchange

    on which registered

    Common Stock, par value $0.001 per share    MMD    New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

    ☐ Emerging growth company

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


     

     

    Item 5.03.

    Amendments to Articles of Incorporation or Bylaws; Change in Fiscal year

    On October 17, 2024, the Fund offered to purchase 100% of the then outstanding Common shares of the Fund at a price equal to the NAV per Common share calculated in accordance with the Fund’s valuation procedures as of the date specified in the tender offer, with an expiration date of November 14, 2024.

    On November 19, 2024, the Fund announced the successful completion of the Tender Offer. As a result, On December 3, 2024, the Board approved an amendment and restatement of the Declaration of Trust to reflect a new 12-year term for the Fund with a termination of December 31, 2036.

    The amended and restated Declaration of Trust became effective on December 3, 2024.

     

    Item 9.01.

    Financial Statements and Exhibits.

     

    (d)   Exhibits
    EXHIBIT
    NUMBER
     

    DESCRIPTION

    3.1   Amended and Restated Agreement and Declaration of Trust of NYLI MacKay DefinedTerm Muni Opportunities Fund


    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, NYLI MacKay DefinedTerm Muni Opportunities Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

        NYLI MacKay DefinedTerm Muni Opportunities Fund
    Date: December 9, 2024     By:  

    /s/ Kirk C. Lehneis

          Kirk C. Lehneis
          President and Principal Executive Officer
    Get the next $MMD alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $MMD

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $MMD
    Financials

    Live finance-specific insights

    See more
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for May 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced monthly dividend distributions of $0.06 per common share for the month of May 2025. This amount is consistent with the Fund's April 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around May 1, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date May 5/1/2025 5/15/2025 5/15/2025 6/2/2025 In compliance with Section 19 of the Investment Company Act of 1940, as amended, a notice would be provided for any distribution that do

      5/1/25 9:00:00 AM ET
      $MMD
      Investment Managers
      Finance
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for April 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced its monthly dividend distribution of $0.06 per common share for the month of April 2025. This amount is consistent with the Fund's March 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around April 1, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date April 4/1/2025 4/15/2025 4/15/2025 5/1/2025 The Fund's dividend will be derived from its monthly undistributed net investment income and is not expected to contain any ret

      4/1/25 9:00:00 AM ET
      $MMD
      Investment Managers
      Finance
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for March 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced its monthly dividend distribution of $0.06 per common share for the month of March 2025. This amount is consistent with the Fund's February 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around March 3, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date February 3/3/2025 3/14/2025 3/14/2025 3/31/2025 The Fund's dividend will be derived from its monthly undistributed net investment incom

      3/3/25 11:30:00 AM ET
      $MMD
      Investment Managers
      Finance

    $MMD
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for May 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced monthly dividend distributions of $0.06 per common share for the month of May 2025. This amount is consistent with the Fund's April 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around May 1, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date May 5/1/2025 5/15/2025 5/15/2025 6/2/2025 In compliance with Section 19 of the Investment Company Act of 1940, as amended, a notice would be provided for any distribution that do

      5/1/25 9:00:00 AM ET
      $MMD
      Investment Managers
      Finance
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for April 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced its monthly dividend distribution of $0.06 per common share for the month of April 2025. This amount is consistent with the Fund's March 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around April 1, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date April 4/1/2025 4/15/2025 4/15/2025 5/1/2025 The Fund's dividend will be derived from its monthly undistributed net investment income and is not expected to contain any ret

      4/1/25 9:00:00 AM ET
      $MMD
      Investment Managers
      Finance
    • NYLI MacKay DefinedTerm Muni Opportunities Fund Declares Monthly Dividend Distribution for March 2025

      NYLI MacKay DefinedTerm Muni Opportunities Fund (the "Fund") ((MMD) today announced its monthly dividend distribution of $0.06 per common share for the month of March 2025. This amount is consistent with the Fund's February 2025 dividend distribution, which was also $0.06 per common share. Portfolio and municipal market commentary will be published on or around March 3, 2025 and can be retrieved here. Dividend Distribution Schedule: Month Declaration Date Ex-Date Record Date Payable Date February 3/3/2025 3/14/2025 3/14/2025 3/31/2025 The Fund's dividend will be derived from its monthly undistributed net investment incom

      3/3/25 11:30:00 AM ET
      $MMD
      Investment Managers
      Finance

    $MMD
    SEC Filings

    See more
    • SEC Form N-CSRS filed by NYLI MacKay DefinedTerm Muni Opportunities Fund

      N-CSRS - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Filer)

      2/6/25 6:05:01 AM ET
      $MMD
      Investment Managers
      Finance
    • SEC Form 8-K filed by NYLI MacKay DefinedTerm Muni Opportunities Fund

      8-K - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Filer)

      12/9/24 7:00:29 AM ET
      $MMD
      Investment Managers
      Finance
    • Amendment: SEC Form SC TO-I/A filed by NYLI MacKay DefinedTerm Muni Opportunities Fund

      SC TO-I/A - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Subject)

      11/19/24 9:00:59 AM ET
      $MMD
      Investment Managers
      Finance

    $MMD
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Portfolio Manager Dowden David bought $49,249 worth of Shares of beneficial interest (3,300 units at $14.92) (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      1/21/25 10:55:07 AM ET
      $MMD
      Investment Managers
      Finance
    • Portfolio Manager Lawlor John J bought $29,480 worth of Shares of Beneficial Interest (2,000 units at $14.74), increasing direct ownership by 80% to 4,500 units (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      1/14/25 3:28:09 PM ET
      $MMD
      Investment Managers
      Finance
    • Portfolio Manager Lawlor John J bought $39,475 worth of Shares of beneficial interest (2,500 units at $15.79) (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      11/21/24 12:09:17 PM ET
      $MMD
      Investment Managers
      Finance

    $MMD
    Leadership Updates

    Live Leadership Updates

    See more
    • MainStay MacKay DefinedTerm Municipal Opportunities Fund and MainStay CBRE Global Infrastructure Megatrends Fund Appoint Karen Hammond to Board of Trustees

      NEW YORK, Dec. 31, 2021 /PRNewswire/ -- New York Life Investments today announced the appointment of Karen Hammond to the Board of Trustees of the MainStay MacKay DefinedTerm Municipal Opportunities Fund (NYSE:MMD) and the MainStay CBRE Global Infrastructure Megatrends Fund (NYSE:MEGI) (the "Funds") as a Class II Trustee. Ms. Hammond is replacing Richard H. Nolan, Jr., who has served as a Trustee to one or more of the registrants within the MainStay Group of Funds since 2006 and is retiring effective today. The size of each Fund's Board of Trustees will remain at seven, six of whom are independent. Karen Hammond Ms. Hammond has served as an Advisory Board Member of the MainStay Group of Fund

      12/31/21 9:00:00 AM ET
      $MEGI
      $MMD
      Investment Managers
      Finance

    $MMD
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Portfolio Manager Dowden David bought $49,249 worth of Shares of beneficial interest (3,300 units at $14.92) (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      1/21/25 10:55:07 AM ET
      $MMD
      Investment Managers
      Finance
    • Portfolio Manager Lawlor John J bought $29,480 worth of Shares of Beneficial Interest (2,000 units at $14.74), increasing direct ownership by 80% to 4,500 units (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      1/14/25 3:28:09 PM ET
      $MMD
      Investment Managers
      Finance
    • Portfolio Manager Lawlor John J bought $39,475 worth of Shares of beneficial interest (2,500 units at $15.79) (SEC Form 4)

      4 - NYLI MacKay DefinedTerm Muni Opportunities Fund (0001518557) (Issuer)

      11/21/24 12:09:17 PM ET
      $MMD
      Investment Managers
      Finance