UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 25, 2024
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 25, 2024, Portman Ridge Finance Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). Set forth below are the two proposals voted upon by the Company’s stockholders at the Annual Meeting, as described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 29, 2024, together with the voting results for each proposal. As of April 26, 2024, the record date for the Annual Meeting, 9,311,908 shares of the Company’s common stock were outstanding and entitled to vote.
Proposal 1.
Director |
For |
Withheld |
Broker Non-Votes | |||
| Ted Goldthorpe | 2,665,301 | 274,153 | 2,654,997 | |||
| Patrick Schafer | 2,555,267 | 384,187 | 2,654,997 | |||
| Alexander Duka | 2,346,168 | 593,286 | 2,654,997 |
Proposal 2.
For |
Against |
Abstain |
Broker Non-Votes | |||
| 5,456,046 | 62,374 | 76,031 | — |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PORTMAN RIDGE FINANCE CORPORATION | ||
| By: | /s/ Brandon Satoren | |
| Name: | Brandon Satoren | |
| Title: | Chief Financial Officer | |
Date: June 26, 2024