UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I. R. S. Employer Identification No.) |
(Address of principal executive offices)
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class |
Trading |
Name of Each Exchange on Which Registered | ||
| (The NASDAQ Global Select Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On April 25, 2024, Rambus Inc. (the “Company”) held its 2024 annual meeting of stockholders. There were 108,573,889 shares issued, outstanding and eligible to vote at the meeting as of the record date of February 28, 2024, of which 98,876,757 shares were represented at the meeting, constituting 91.06% of the outstanding shares entitled to vote. The proposals considered at the meeting, each of which passed, are described in detail in the Company’s 2024 definitive proxy statement. The proposals and the vote with respect to each such matter are set forth below:
| (i) | ITEM 1 : Election of four Class I directors for a term of two years expiring in 2026: |
| Name |
For |
Against |
Abstain |
Broker Non-Votes | ||||
| Charles Kissner |
78,004,784 | 13,325,053 | 78,553 | 7,468,367 | ||||
| Meera Rao |
88,909,895 | 2,444,743 | 53,752 | 7,468,367 | ||||
| Necip Sayiner |
88,744,809 | 2,607,700 | 55,881 | 7,468,367 | ||||
| Luc Seraphin |
89,573,161 | 1,782,256 | 52,973 | 7,468,367 |
| (ii) | ITEM 2 : Ratification of appointment of KPMG LLP as the Company’s independent registered public accounting firm for the period ending December 31, 2024: |
| For |
Against |
Abstain | ||
| 98,410,239 | 330,151 | 136,367 |
| (iii) | ITEM 3 : Advisory vote to approve named executive officer compensation: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 89,104,899 | 2,218,591 | 84,900 | 7,468,367 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: April 26, 2024 | Rambus Inc. | |||||
| /s/ John Shinn | ||||||
| John Shinn Senior Vice President and General Counsel | ||||||