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    SEC Form 8-K filed by SHF Holdings Inc.

    8/14/24 4:10:12 PM ET
    $SHFS
    Finance: Consumer Services
    Finance
    Get the next $SHFS alert in real time by email
    false 0001854963 0001854963 2024-08-14 2024-08-14 0001854963 SHFS:ClassCommonStock0.0001ParValuePerShareMember 2024-08-14 2024-08-14 0001854963 SHFS:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassCommonStockAtExercisePriceOf11.50PerShareMember 2024-08-14 2024-08-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): August 14, 2024

     

    SHF Holdings, Inc.

    (Exact name of registrant as specified in its charter)

     

    Delaware

    (State or other jurisdiction of incorporation)

     

    001-40524   90-2409612

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    1526 Cole Blvd., Suite 250

    Golden, Colorado 80401

    (Address of principal executive offices) (Zip Code)

     

    Registrant’s telephone number, including area code (303) 431-3435

     

     

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

      ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
         
      ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
         
      ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
         
      ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
    Class A Common Stock, $0.0001 par value per share   SHFS   The Nasdaq Stock Market LLC
    Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share   SHFSW   The Nasdaq Stock Market LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☒

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

    Item 2.02. Results of Operations and Financial Condition.

     

    On July 31, 2024, SHF Holdings, Inc. (the “Company”) issued a press release announcing that management would discuss its earnings and other financial results for the second quarter ended June 30, 2024 in a webcast conference call at 4:30 pm Eastern time on August 14, 2024 following the release of the Company’s financial results. On August 14, 2024, in conjunction with the release of the Company’s second quarter results, the Company issued its second quarter 2024 earnings press release. The August 14, 2024 earnings press release is attached as Exhibits 99.1.

     

    Exhibit 99.1 is being furnished and will not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934 as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section, nor will it be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act.

     

    Item 9.01. Financial Statements and Exhibits.

     

    Exhibit No.   Description of Exhibit
    99.1   Press Release dated August 14, 2024
    104   Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit)

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      SHF HOLDINGS, INC.
         
    Date: August 14, 2024 By: /s/ James Dennedy
        Chief Financial Officer
         

     

     

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