UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| ITEM 3.01 | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. |
As previously disclosed, on August 16, 2024, SigmaTron International, Inc. (NASDAQ: SGMA), an electronic manufacturing services company (the “Company”) received a notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was no longer in compliance with the continued listing requirements under Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s delay in timely filing its Form 10-K for the fiscal year ended April 30, 2024 with the Securities and Exchange Commission (the “SEC”).
On September 3, 2024, the Company filed its Form 10-K (as amended on September 6, 2024, the “Form 10-K”) with the SEC and was subsequently notified on September 10, 2024, that the Company had regained compliance under Nasdaq Listing Rule 5250(c)(1) as a result of the filing of the Form 10-K and that this matter is now closed.
On September 11, 2024, the Company issued a press release announcing the foregoing. A copy of that press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and incorporated herein by reference.
| ITEM 9.01. | Financial Statements and Exhibits. |
| (d) | Exhibits. The exhibits listed in the following Exhibit Index are filed as part of this current report. |
| Exhibit No. |
Description | |
| Exhibit 99.1 | SigmaTron International, Inc. press release dated September 11, 2024. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SIGMATRON INTERNATIONAL, INC. | ||||||
| Date: September 11, 2024 | By: | /s/ James J. Reiman | ||||
| Name: | James J. Reiman | |||||
| Title: | Chief Financial Officer | |||||