UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On August 26, 2024, SMART Global Holdings, Inc. (the “Company”) held an extraordinary general meeting of shareholders (the “Extraordinary General Meeting”). At the Extraordinary General Meeting, the Company’s shareholders voted on the following proposals as set forth in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on July 17, 2024 (the “Proxy Statement”):
Proposal No. 1: Name Change Proposal
A proposal (the “Name Change Proposal”) to approve the change in the name of the Company from “SMART Global Holdings, Inc.” to “Penguin Solutions, Inc.” The Name Change Proposal was approved and will be effective October 15, 2024. The results of such vote were:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 44,979,810 | 429,960 | 63,237 | 0 |
Proposal No. 2: Articles Amendment Proposal
A proposal (the “Articles Amendment Proposal”) to replace the existing amended and restated memorandum and articles of association of the Company in its entirety and adopt a Third Amended and Restated Memorandum and Articles of Association (in the form annexed in Appendix A to the Proxy Statement) to reflect the proposed change in the name of the Company, eliminate obsolete provisions, and make certain other non-substantive changes. The Articles Amendment Proposal was approved and will be effective October 15, 2024. The results of such vote were:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 45,001,933 | 404,671 | 66,403 | 0 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: August 27, 2024 | SMART Global Holdings, Inc. | |||||
| By: | /s/ Anne Kuykendall | |||||
| Anne Kuykendall | ||||||
| Senior Vice President and Chief Legal Officer | ||||||
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