• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishGo to App
    Quantisnow Logo

    © 2026 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEWLLM Arena
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form D filed by Focus Universal Inc.

    10/4/24 8:21:02 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials
    Get the next $FCUV alert in real time by email
    SEC FORM D

    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
    The reader should not assume that the information is accurate and complete.

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM D

    Notice of Exempt Offering of Securities

    OMB APPROVAL
    OMB Number: 3235-0076
    Estimated average burden
    hours per response: 4.00

    1. Issuer's Identity

    CIK (Filer ID Number) Previous Names
    X None
    Entity Type
    0001590418
    X Corporation
       Limited Partnership
       Limited Liability Company
       General Partnership
       Business Trust
       Other (Specify)

    Name of Issuer
    FOCUS UNIVERSAL INC.
    Jurisdiction of Incorporation/Organization
    NEVADA
    Year of Incorporation/Organization
    X Over Five Years Ago
       Within Last Five Years (Specify Year)
       Yet to Be Formed

    2. Principal Place of Business and Contact Information

    Name of Issuer
    FOCUS UNIVERSAL INC.
    Street Address 1 Street Address 2
    2311 E. LOCUST COURT
    City State/Province/Country ZIP/PostalCode Phone Number of Issuer
    ONTARIO CALIFORNIA 91761 626-272-3883

    3. Related Persons

    Last Name First Name Middle Name
    Wang Desheng
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship: X Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Lee Edward Shihai
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Kau Irving
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship: X Executive Officer    Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Pope Michael
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Clark Carine
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Warren Sean
    Street Address 1 Street Address 2
    2311 E. Locust Court
    City State/Province/Country ZIP/PostalCode
    Ontario CALIFORNIA 91761
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    4. Industry Group

       Agriculture
    Banking & Financial Services
       Commercial Banking
       Insurance
       Investing
       Investment Banking
       Pooled Investment Fund
    Is the issuer registered as
    an investment company under
    the Investment Company
    Act of 1940?
       Yes    No
       Other Banking & Financial Services
       Business Services
    Energy
       Coal Mining
       Electric Utilities
       Energy Conservation
       Environmental Services
       Oil & Gas
       Other Energy
    Health Care
       Biotechnology
       Health Insurance
       Hospitals & Physicians
       Pharmaceuticals
       Other Health Care
       Manufacturing
    Real Estate
       Commercial
       Construction
       REITS & Finance
       Residential
       Other Real Estate
      
    Retailing
      
    Restaurants
    Technology
       Computers
       Telecommunications
    X Other Technology
    Travel
       Airlines & Airports
       Lodging & Conventions
       Tourism & Travel Services
       Other Travel
      
    Other

    5. Issuer Size

    Revenue Range OR Aggregate Net Asset Value Range
       No Revenues    No Aggregate Net Asset Value
       $1 - $1,000,000    $1 - $5,000,000
       $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
       $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
       $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
       Over $100,000,000    Over $100,000,000
    X Decline to Disclose    Decline to Disclose
       Not Applicable    Not Applicable

    6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

       Rule 504(b)(1) (not (i), (ii) or (iii))
       Rule 504 (b)(1)(i)
       Rule 504 (b)(1)(ii)
       Rule 504 (b)(1)(iii)
    X Rule 506(b)
       Rule 506(c)
       Securities Act Section 4(a)(5)
       Investment Company Act Section 3(c)
       Section 3(c)(1)    Section 3(c)(9)  
       Section 3(c)(2)    Section 3(c)(10)
       Section 3(c)(3)    Section 3(c)(11)
       Section 3(c)(4)    Section 3(c)(12)
       Section 3(c)(5)    Section 3(c)(13)
       Section 3(c)(6)    Section 3(c)(14)
       Section 3(c)(7)

    7. Type of Filing

    X New Notice Date of First Sale 2024-09-18    First Sale Yet to Occur
       Amendment

    8. Duration of Offering

    Does the Issuer intend this offering to last more than one year?
       Yes X No

    9. Type(s) of Securities Offered (select all that apply)

    X Equity    Pooled Investment Fund Interests
       Debt    Tenant-in-Common Securities
       Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
       Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

    10. Business Combination Transaction

    Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
       Yes X No

    Clarification of Response (if Necessary):

    11. Minimum Investment

    Minimum investment accepted from any outside investor $90,000 USD

    12. Sales Compensation

    Recipient
    Recipient CRD Number X None
    (Associated) Broker or Dealer X None
    (Associated) Broker or Dealer CRD Number X None
    Street Address 1 Street Address 2
    City State/Province/Country ZIP/Postal Code
    State(s) of Solicitation (select all that apply)
    Check “All States” or check individual States
       All States
       Foreign/non-US

    13. Offering and Sales Amounts

    Total Offering Amount $2,000,000 USD
    or    Indefinite
    Total Amount Sold $1,290,000 USD
    Total Remaining to be Sold $710,000 USD
    or    Indefinite

    Clarification of Response (if Necessary):

    14. Investors

      
    Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
    Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
    5

    15. Sales Commissions & Finder's Fees Expenses

    Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

    Sales Commissions $0 USD
       Estimate
    Finders' Fees $0 USD
       Estimate

    Clarification of Response (if Necessary):

    16. Use of Proceeds

    Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

    $0 USD
       Estimate

    Clarification of Response (if Necessary):

    Signature and Submission

    Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

    Terms of Submission

    In submitting this notice, each issuer named above is:
    • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
    • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
    • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

    Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

    For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

    Issuer Signature Name of Signer Title Date
    FOCUS UNIVERSAL INC. /s/ Desheng Wang Desheng Wang Chief Executive Officer 2024-10-04

    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

    * This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


    Get the next $FCUV alert in real time by email

    Crush Q1 2026 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $FCUV

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $FCUV
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    CEO and Director Wang Desheng bought $2,280 worth of shares (1,000 units at $2.28) and bought $22,260 worth of shares (10,000 units at $2.23), increasing direct ownership by 0.49% to 2,273,800 units (SEC Form 4)

    4 - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    8/15/25 6:55:39 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    Amendment: Director Lee Edward Shihai bought $300,000 worth of shares (1,000,000 units at $0.30), increasing direct ownership by 12% to 9,185,000 units (SEC Form 4)

    4/A - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    9/19/24 6:02:30 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    CEO and Director Wang Desheng bought $300,000 worth of shares (1,000,000 units at $0.30), increasing direct ownership by 5% to 22,729,550 units (SEC Form 4)

    4 - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    9/18/24 7:27:23 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    $FCUV
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Lee Edward Shihai disposed of $2,142,000 worth of shares (360,000 units at $5.95) and converted options into 550,000 shares, increasing direct ownership by 114% to 1,031,830 units (SEC Form 4)

    4 - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    11/24/25 8:10:10 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    Amendment: Lee Edward Shihai disposed of $114,076,664 worth of shares (4,710,000 units at $24.22), acquired $104,900,000 worth of shares (4,500,000 units at $23.31), gifted 11,000 shares and was granted 1,000,000 shares, decreasing direct ownership by 92% to 481,830 units (SEC Form 5)

    5/A - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    10/22/25 4:36:19 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    CEO and Director Wang Desheng bought $2,280 worth of shares (1,000 units at $2.28) and bought $22,260 worth of shares (10,000 units at $2.23), increasing direct ownership by 0.49% to 2,273,800 units (SEC Form 4)

    4 - FOCUS UNIVERSAL INC. (0001590418) (Issuer)

    8/15/25 6:55:39 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    $FCUV
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    Spartan Capital Securities, LLC Serves as Lead Placement Agent in Focus Universal Inc.'s $10 Million Preferred Equity Offering

    New York, NY, Oct. 27, 2025 (GLOBE NEWSWIRE) -- Spartan Capital Securities, LLC, a premier investment banking firm, is pleased to announce the closing of a $10 million preferred equity offering for Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), in which it served as the lead placement agent. The offering, completed on October 23, 2025, totaled $10 million in gross proceeds, including a $7 million round led by Spartan Capital Securities. The funds will provide Focus with additional resources to advance the commercialization of its Universal Smart IoT platform and AI-driven SEC financial reporting software. "We are pleased to have served as lead placement agent in this imp

    10/27/25 4:05:40 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    Focus Universal Inc. to Showcase Universal Smart Device and Universal Smart IoT Platform at CES 2025

    ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / December 9, 2024 / Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT), 5G and SEC Financial Reporting AI-Driven Automation Software, today announced that it will debut its universal smart devices and universal smart IoT platform in booth 9877 in the North Hall Showcase of the Las Vegas Convention Center, January 7-10, 2025.Universal Smart Device: Revolutionizing IoTThe company's universal smart device, Ubiquitor, is a groundbreaking solution capable of connecting to any sensor or a vast number of independent sensors, theoretically without li

    12/9/24 7:00:00 AM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    Focus Universal Inc. Announces Appointment of Professor Shivaram Rajgopal to Advisory Board

    ONTARIO, CA AND LOS ANGELES, CA / ACCESSWIRE / December 2, 2024 / Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT), 5G and SEC Financial Reporting AI-Driven Automation Software, today announced that Professor Shivaram Rajgopal has been appointed as a member of the Company's Advisory Board.Professor Shivaram Rajgopal is the Roy Bernard Kester and T.W. Byrnes Professor of Accounting and Auditing at Columbia Business School and serves as the Area Chair for the Accounting Group. Previously, he was a faculty member at Duke University, Emory University, and the University of Washington. Prof

    12/2/24 9:30:00 AM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    $FCUV
    SEC Filings

    View All

    Focus Universal Inc. filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

    8-K - FOCUS UNIVERSAL INC. (0001590418) (Filer)

    2/5/26 9:30:23 AM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    Focus Universal Inc. filed SEC Form 8-K: Other Events

    8-K - FOCUS UNIVERSAL INC. (0001590418) (Filer)

    12/23/25 3:28:09 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    SEC Form EFFECT filed by Focus Universal Inc.

    EFFECT - FOCUS UNIVERSAL INC. (0001590418) (Filer)

    12/19/25 12:15:55 AM ET
    $FCUV
    Industrial Machinery/Components
    Industrials

    $FCUV
    Financials

    Live finance-specific insights

    View All

    Focus Universal Inc. Announces a Special Stock Dividend of One Share for Every Two Shares of Stock

    ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / February 7, 2023 / Focus Universal, Inc. (NASDAQ:FCUV) ("Focus Universal" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G is pleased to announce today that its Board of Directors (the "Board") declared a special dividend of one share dividend for every two shares of Common Stock issued and outstanding resulting in a 50 percent stock dividend of the Company's outstanding common stock (the "Dividend"). There were 43,130,915 shares of the Company's common stock outstanding as of February 7, 2023. Once the stock dividend is issued, there will be 64,696,373 shares of the Company'

    2/7/23 3:05:00 PM ET
    $FCUV
    Industrial Machinery/Components
    Industrials